Search for: "K&L Gates"
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12 Aug 2016, 6:06 am
Eisenberg, K&L Gates LLP, on Thursday, August 11, 2016 Tags: Information asymmetries, Inside information, Insider trading, Liability standards, Misconduct, Securities enforcement, Securities regulation, Supreme Court, U.S. federal courts [read post]
11 Aug 2016, 6:36 am
This post is based on a K&L Gates publication by Mr. [read post]
16 Jul 2016, 1:48 pm
Albin & L. [read post]
15 Jul 2016, 5:00 am
The office is K&L Gates’ third German offering since it first opened in the country in 2007 [read post]
14 Jul 2016, 1:47 am
Hogan Lovells, K&L Gates and Dechert have also brought in new partners [read post]
27 Jun 2016, 3:50 pm
Congratulations to American Immigration Council, American Civil Liberties Union, Northwest Immigrant Rights Project, Public Counsel, and K&L Gates LLP A federal court has granted class-action status to a lawsuit challenging the federal government's failure to provide children in immigration court... [read post]
21 Jun 2016, 6:06 am
Congrats to associates at Alston & Bird and K&L Gates. [read post]
27 May 2016, 6:12 am
Eisenberg, K&L Gates LLP, on Wednesday, May 25, 2016 Tags: Financial crisis, Investor protection, Non-prosecution agreement, SEC, SEC enforcement, Securities damages,Securities enforcement, Securities regulation, Settlements The Value of Offshore Secrets: Evidence from the Panama Papers Posted by Hannes Wagner, Bocconi University, on Thursday, May 26, 2016 Tags: Anti-corruption, Compliance & ethics, Cybersecurity, Firm valuation,… [read post]
25 May 2016, 6:05 am
This post is based on a K&L Gates publication by Mr. [read post]
16 May 2016, 8:45 am
Francesco Carloni and Gabriela Da Costa (K&L Gates) explain Judgments in the Cement Case: Requirement for Greater Clarity, Specificity, and Justification of Information Requests from the Commission. [read post]
13 May 2016, 5:30 am
Hastings of K&L Gates Over the last few years, the SEC has been criticized for (1) failing to “consistently and aggressively enforce the securities laws and protect investors and the public,” (2) obtaining sanctions that amount to only a slap on the wrist against major financial institutions, (3) settling rather than taking big banks to trial, 4) failing to name individuals in enforcement actions, (5) failing to require that companies admit guilt,… [read post]
22 Apr 2016, 6:06 am
Eisenberg, K&L Gates LLP, on Monday, April 18, 2016 Tags: Broker-dealers, Disgorgement, Investment advisers, Investor protection, Misconduct, SEC, SEC enforcement, SEC investigations, Securities damages, Securities enforcement, Securities Regulation, Whistleblowers M&A Agreements and the Challenges of PRC Acquirors Posted by Ethan A. [read post]
18 Apr 2016, 6:07 am
This post is based on a K&L Gates publication by Mr. [read post]
5 Apr 2016, 12:07 pm
Dawson, K&L Gates LLP, Rudy A. [read post]
29 Feb 2016, 9:30 pm
Drummond, K&L Gates LLP; Squire Patton Boggs LLP, has posted The Toughest Bar in Texas: The Alamo Bar Association, which appeared in The Appellate Advocate 27 (2015):You can’t buy a drink in or even visit the toughest bar in Texas. [read post]
5 Feb 2016, 6:22 am
Uncleared Swap Margin, Capital, and Segregation Rules Posted by Annette L. [read post]
3 Feb 2016, 7:31 am
From the Harvard Law School Forum on Corporate Governance and Financial Regulation and Jon Eisenberg, a partner in the Government Enforcement practice at K&L Gates LLP, here is a useful article (with cases and charts) about the SEC’s use of civil monetary penalties. [read post]
29 Jan 2016, 6:07 am
Eisenberg, K&L Gates LLP, on Sunday, January 24, 2016 Tags: Broker-dealers, Compliance and disclosure interpretation, Corporate fraud, Disclosure, Investor protection, Liability standards, Misconduct, Misreporting, SEC, SEC enforcement, Securities damages, Securities Regulation 2015 Securities Law Developments Posted by Jason M. [read post]
24 Jan 2016, 6:34 am
This post is based on a K&L Gates publication by Mr. [read post]
20 Jan 2016, 3:06 pm
Join K&L Gates Partner, Daniel R. [read post]
