Search for: "Kaleb Lockwood"
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19 Feb 2014, 1:32 pm
by David Perlman and Kaleb Lockwood As the Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight recently reminded market participants in a Staff Advisory, entities that meet the definition of a commodity trading advisor (“CTA”) are subject to various regulatory requirements and may be required to register as a CTA with the National Futures Association (“NFA”). [read post]
14 Nov 2013, 2:50 pm
by Kaleb Lockwood Adding to a recent spate of complaints filed at FERC seeking to reduce the return on equity (“ROE”) of various transmission owners, on November 12, 2013, several groups composed of large industrial and commercial Midcontinent Independent System Operator (“MISO”) transmission customers together filed a complaint against MISO transmission owners asking for a reduction in the [...] [read post]
