Search for: "Kara M. Stein" Results 41 - 60 of 100
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Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
7 Jun 2018, 7:18 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on Securities Market Regulation
24 Jan 2018, 6:12 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on ETFs, Disclosure, and Investor Trust
8 Dec 2017, 9:00 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on ETFs, Disclosure, and Investor Trust
9 Dec 2017, 7:00 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Consideration of 2016 PCAOB Budget and Support Fee
22 Mar 2016, 6:17 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Public Company Cybersecurity Disclosures
23 Feb 2018, 6:15 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information
16 Mar 2018, 6:14 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
New SEC Whistleblower Chief
8 Nov 2021, 3:00 am by David Lynn
Kelly has more than 20 years of experience with the SEC, including as a Senior Special Counsel in the Office of the General Counsel, Counsel to former Chair Mary Jo White, Counsel to former Commissioner Kara M. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Weekly Roundup: July 14–20, 2017
21 Jul 2017, 6:04 am
Lighting Our Capital Markets Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Disclosure Reform: How Should Companies Make Disclosure Available?
30 Dec 2016, 4:21 am by Broc Romanek
I like some of the ideas that SEC Commissioner Kara Stein laid out in this speech earlier this year. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Proposed Rules for US and Non-US Person’s Security-Based Swaps Dealing
14 May 2015, 1:06 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rule on Pay Versus Performance
6 May 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Quality Data and the Power of Prevention
17 Jun 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Commissioner Aguilar Calls for “Calibrated” Waiver Process
28 Aug 2015, 8:15 am by John Jascob
Waters has circulated a discussion draft of a bill that seeks to clarify the SEC’s waiver requirements.Earlier this year, Aguilar joined Commissioner Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Allison Herren Lee Sworn In As SEC Commissioner
9 Jul 2019, 8:06 am by Astarita
She served for over a decade in various roles at the SEC, including as counsel to Commissioner Kara Stein, and as Senior Counsel in the Division of Enforcement’s Complex Financial Instruments Unit. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Nicole Creola Kelly named Chief of the SEC whistleblower office
5 Nov 2021, 11:31 am by jeffreynewmanadmin
Among her other roles were Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Featured Regulatory Series of 2023
26 Dec 2023, 9:05 pm by The Regulatory Review
From Regulation 1.0 to 2.0 Kara M. [read post]
RegBlog - https://www.theregreview.org/
Weekly Roundup: February 19–February 25
26 Feb 2016, 6:06 am
The SEC in 2016 Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Forum Attracts Numerous Citations from Courts, Legislators, Regulators, and National Organizations
15 Jun 2020, 6:23 am
Aguilar, then-SEC Commissioner Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov