Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 21 - 40 of 118
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25 Jun 2015, 6:34 am by Brian D. Pedrow and Dee Spagnuolo
., the National Credit Union Administration, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. [read post]
5 May 2015, 9:30 pm by Brandon Kenney
Securities and Exchange Commission (SEC) last week proposed a new requirement that companies disclose executive compensation and financial profitability information in a way that would be easily comparable to peer companies. [read post]
24 Apr 2015, 4:09 pm by Lax & Neville LLP
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
As discussed here, SEC Commissioner Luis Aguilar underscored these concerns in a June 2014 speech in which he stressed that “ensuring the adequacy of a company’s cybersecurity measures needs to be a part of a board of director’s risk oversight responsibilities. [read post]