Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 41 - 60 of 118
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Revisiting the “Accredited Investor” Definition to Better Protect Investors
19 Dec 2014, 6:02 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Protecting the Technological Infrastructure of Our Capital Markets
25 Nov 2014, 6:19 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Correcting Some of the Flaws in the ABS Market
9 Sep 2014, 6:07 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: Cyber Security and Cyber Governance: Federal Regulation and Oversight – Today and Tomorrow
4 Sep 2014, 3:19 am by Kevin LaCroix
  Just six days after our article, Luis Aguilar, a Commissioner of the United States Securities and Exchange Commission (SEC), stated very clearly in a speech entitled “Cyber Risks in the Boardroom,”[ii] that,   [B]oards must take seriously their responsibility to ensure that management has implemented effective risk management protocols. [read post]
The D & O Diary - http://www.dandodiary.com/
What to Watch in the World of D&O
3 Sep 2014, 4:14 am by Kevin LaCroix
  What Will Happen With the Securities Cases on the U.S. [read post]
The D & O Diary - http://www.dandodiary.com/
While You Were Out
2 Sep 2014, 4:27 am by Kevin LaCroix
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
The D & O Diary - http://www.dandodiary.com/
Strengthening Money Market Funds to Reduce Systemic Risk
24 Jul 2014, 6:20 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance
1 Jul 2014, 6:04 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Defining Dealers and Major Participants in the Cross-Border Context
29 Jun 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus
17 Jun 2014, 6:06 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Looking at Corporate Governance from the Investor’s Perspective
24 Apr 2014, 6:08 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
NASAA and the SEC: Presenting a United Front to Protect Investors
20 Apr 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Cybersecurity Race: Executive Branch Takes The Lead While Congress Watches From The Bleachers
18 Apr 2014, 4:16 pm by Alexander Major
The Securities and Exchange Commission (“SEC”) recently held a cybersecurity roundtable on March 26, 2014 to address cybersecurity issues and its existing cybersecurity guidance. [read post]
Government Contracts Blog - http://www.governmentcontractslawblog.com/
An Informed Approach to Issues Facing the Mutual Fund Industry
10 Apr 2014, 6:22 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Addressing Known Risks to Better Protect Investors
28 Feb 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the SEC’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)
14 Jan 2014, 6:25 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Promoting Investor Protection in Small Business Capital Formation
4 Jan 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Looking at Proxy Advisory Firms from the Investor’s Perspective
17 Dec 2013, 6:14 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the Volcker Rule and Reducing Systemic Risk
11 Dec 2013, 6:13 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Harnessing Crowdfunding to Help Small Businesses, While Protecting Investors
30 Oct 2013, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov