Search for: "Luis A. Aguilar, U.S. Securities and Exchange Commission," Results 61 - 80 of 118
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Addressing Market Instability through Informed and Smart Regulation
2 Mar 2013, 7:24 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Enhancing the Commission’s Waiver Process
2 Sep 2015, 6:28 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Revolving Door Between SEC and Wilmer Continues Spinning with Gallagher Pick
19 May 2011, 10:02 am by Jenna Greene
President Obama also nominated SEC commissioner Luis Aguilar to serve a second term. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/
Preparing for Challenges and Opportunities
14 May 2013, 6:54 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Preparing for the Regulatory Challenges of the 21st Century
30 Mar 2015, 6:01 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Failing to Advance Diversity and Inclusion
11 Jun 2015, 1:20 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Lawmakers Reach Deal to Avert Shutdown - Ted Allen - Governance
8 Apr 2011, 2:15 pm by Ted Allen
 On April 4, SEC Commissioner Luis Aguilar said he was not aware of any major disagreements that were holding up the release of the final disclosure rules. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
The Important Work of Boards of Directors
20 Oct 2015, 5:53 am
Securities and Exchange Commission, on Tuesday, October 20, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Shedding Light on Dark Pools
25 Nov 2015, 6:20 am
Securities and Exchange Commission, on Wednesday, November 25, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Regulators Working Together to Serve Investors
21 Apr 2015, 5:58 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Protecting Investors through Proactive Regulation of Derivatives
16 Dec 2015, 6:02 am
Securities & Exchange Commission, on Wednesday, December 16, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Compliance Bricks and Mortar for December 9
9 Dec 2016, 6:00 am by Doug Cornelius
Luis Aguilar recalls harrowing times at SEC by Jeff Benjamin in Investment News Mr. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Staff Issues Report on the Cross-Border Scope of Private Rights of Action for Securities Fraud
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Looking Back at the SEC’s Transformation
24 Dec 2015, 6:47 am
Securities & Exchange Commission, on Thursday, December 24, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Releases Study on Cross-Border Private Securities Litigation
12 Apr 2012, 1:08 am by Kevin LaCroix
Fourth, it could be clarified that an off-exchange transaction takes place in the U.S. if either party made or accepted the offer to purchase or sell the security while in the U.S. [read post]
The D & O Diary - http://www.dandodiary.com/
Evolving Equity Markets Require Constant Attention
3 Nov 2015, 6:27 am
Securities and Exchange Commission, on Tuesday, November 3, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Corporate America and the SEC Should Reflect America
23 Mar 2013, 7:14 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making Our Equity Markets Work Better for Investors
13 May 2015, 1:21 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov