Search for: "Luis A. Aguilar, U.S. Securities and Exchange Commission," Results 61 - 80 of 118
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Providing Context for Executive Compensation Decisions
30 Sep 2013, 5:22 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Strengthening Oversight of Broker-Dealers to Prevent Another Madoff
1 Aug 2013, 6:23 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Securities and Exchange Commission Opens the Door for Hedge Fund Advertising
12 Jul 2013, 12:12 pm by Ailyn Cabico
  However, much to the consternation of the lone dissenting Commissioner Luis Aguilar, this provision will not bar persons who have committed financial and other crimes in the past. [read post]
Investment Fund Law Blog - http://www.investmentfundlawblog.com/
Fund Advertising Edition of Compliance Bricks and Mortar
12 Jul 2013, 6:15 am by Doug Cornelius
Aguilar, Commissioner, U.S. [read post]
Compliance Building - http://www.compliancebuilding.com
Facilitating General Solicitation at the Expense of Investors
11 Jul 2013, 6:07 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Striving to Restructure Money Markets Funds to Address Potential Systemic Risk
6 Jun 2013, 6:20 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Addressing Conflicts of Interest in the Credit Ratings Industry
25 May 2013, 7:35 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Merely Cracking the Glass Ceiling is Not Enough
23 May 2013, 6:46 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Preparing for Challenges and Opportunities
14 May 2013, 6:54 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Need for Robust SEC Oversight of SROs
9 May 2013, 6:27 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rules for Global Derivatives Market
2 May 2013, 6:41 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
For Law Day, Honoring Those Fighting Forced Arbitration
1 May 2013, 7:11 am by Joe Consumer
House and Senate, led by Senator Al Franken, who yesterday, wrote a powerful letter to new Securities and Exchange Commission Chair Mary Jo White saying: "We are deeply concerned that the Commission's failure to respond to the dangers posed by widespread forced arbitration will weaken existing investor protections. [read post]
The Pop Tort - http://www.thepoptort.com/
Institutional Investors: Power and Responsibility
23 Apr 2013, 6:20 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Fighting on Behalf of Investors Despite Efforts to Weaken Protections
16 Apr 2013, 2:47 pm by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Corporate America and the SEC Should Reflect America
23 Mar 2013, 7:14 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Addressing Market Instability through Informed and Smart Regulation
2 Mar 2013, 7:24 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Three Thousand Whistleblowers Alert SEC to Wrongdoing
1 Jan 2013, 9:30 pm by Aaron Ellias
Securities and Exchange Commission (SEC) received more than three thousand whistleblower tips between November 2011 and November 2012, the first full year of a program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
RegBlog - http://www.regblog.org/
Effective Small Business Capital Formation
30 Nov 2012, 5:48 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Wow! 3000 Tips in One Year for the SEC's New Whistleblower Office
30 Oct 2012, 8:31 am
When Congress passed a law encouraging whistleblowers to report fraud to the SEC, everyone expected that the Securities and Exchange Commission (SEC) would get more tips. [read post]
Atlanta Injury Lawyer Blog - http://www.atlanta-injurylawyerblog.com/
Increasing the Vulnerability of Investors
6 Sep 2012, 5:39 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov