Search for: "MARY SCHAPIRO"
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18 Jun 2009, 1:28 am
Securities and Exchange Commission released a statement Wednesday by Chairman Mary Schapiro regarding executive compensation. [read post]
3 Jun 2010, 12:37 pm
Schapiro issued... [read post]
3 Jun 2009, 1:42 pm
SEC Chairman Mary Schapiro today announced the formation of an Investor Advisory Committee to give investors a greater voice in the Commission's work. [read post]
10 May 2010, 12:57 pm
Here is today's brief statement from the SEC: This morning, SEC Chairman Mary Schapiro had a constructive meeting with the leaders of six exchanges... [read post]
6 Sep 2012, 5:41 am
It obtained through a FOIA request emails between Annette Nazarath, a former SEC Commissioner now at Davis Polk, and various SEC officials, including Chairman Mary Schapiro... [read post]
7 Sep 2012, 10:21 am
In all the excitement over the SEC release on lifting the ban on general solicitation in Rule 506 offerings, I wonder if we're overlooking a roadmap SEC Chair Mary Schapiro may have delivered at the open SEC meeting approving the proposed rules. [read post]
11 Mar 2011, 5:34 am
The WSJ discusses yesterday’s testimony by SEC chair Mary Schapiro. [read post]
20 May 2012, 7:11 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
29 Oct 2009, 6:01 am
(Editor's Note: The post below by Chairman Mary Schapiro is a transcript of her remarks at the University of Rochester's Presidential Symposium on the Future of Financial Regulation, omitting introductory and conclusory comments; the complete transcript is available here. [read post]
25 Apr 2013, 6:21 am
White succeeds Elisse Walter, who replaced Mary Schapiro as Chairman in December 2012. [read post]
12 Mar 2009, 7:35 am
As Bernard Madoff was planning his guilty plea in a history-making fraud case, Securities and Exchange Commission Chairman Mary. [read post]
19 Dec 2011, 6:33 pm
SEC Chairman Mary Schapiro criticized a Congressional effort to make changes to the recently-effective SEC whistleblower program in a letter to Congressman Barney Frank (D-MA). [read post]
15 May 2010, 2:54 pm
Credit Slips' Elizabeth Warren is on the cover of Time this week, along with Sheila Bair of the FDIC and Mary Schapiro of the SEC. [read post]
8 Apr 2011, 2:55 pm
Darrell Issa (R-CA), Chair of the House Oversight Committee, SEC Chair Mary Schapiro said that the Commission will review its capital formation regulations with an eye to reducing the burden of unnecessary regulations on companies seeking access to the US capital markets. [read post]
21 Mar 2012, 6:27 am
Thanks to my friend Lee Liebolt, I obtained a copy of a (publicly available) letter that SEC Chairman Mary Schapiro sent to the leaders of the Senate committee pondering passing the Jumpstart our Business Startups Act, already passed in the House (see prior entries). [read post]
21 Mar 2012, 1:24 pm
Earlier this month, Securities and Exchange Commission Chairman Mary Schapiro wrote a letter to Senate Banking Committee Chairman Tim Johnson (D-S.D.) over her concerns that modifications needed to be made to the Jumpstart Our Business Startups Act to make sure that investor protections are enhanced. [read post]
19 Dec 2011, 2:56 pm
The SEC is considering providing guidance on how the federal securities laws should regulate the activities of proxy advisory firms as a result of comments received on a Concept Release on the US proxy system, said SEC Chair Mary Schapiro. [read post]
17 Jun 2011, 6:00 am
Bloomberg News SEC Chair Mary Schapiro We noted last month that the Securities and Exchange Commission had voted to propose tougher regulations for credit rating firms in an effort to ensure that ratings are balanced and not tainted by a firm’s possible desire to curry favor with the company being rated. [read post]
13 Sep 2007, 3:35 pm
" This astounding statement was made at the SEC's Senior Summit by Mary L. [read post]
17 Dec 2010, 8:50 am
The SEC has just announced that current senior advisor to SEC Chairman Mary Schapiro, Stephen L. [read post]
