Search for: "Mary Jo Andrews" Results 21 - 40 of 132
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
SEC Chair Mary Jo White and Enforcement Director Andrew Ceresney have each touted the agency’s “broken windows” approach to enforcement. [read post]
In the six months since Mary Jo White was sworn in as the Securities and Exchange Commission’s 31st Chairman, the SEC has announced important new policies and initiatives as the agency has begun to utilize new enforcement authority under the Dodd-Frank Act and to redeploy resources. [read post]
15 May 2013, 8:55 am by Jim Meyers
” Jim comments on trends in Securities and Exchange Commission enforcement, the new arrivals of SEC chairwoman, Mary Jo White and Enforcement Unit co-head, Andrew Ceresney, the recent “Non-Prosecution Agreement” with Ralph Lauren, and more. [read post]
29 Jan 2015, 9:44 am by John Tishler
On January 16, 2015, SEC Chair Mary Jo White issued a directive that the staff of the SEC review its position on Rule 14a-8(i)(9) of the Securities Exchange Act of 1934 (the “Exchange Act”). [read post]
5 Feb 2015, 4:30 am by Tom Kosakowski
Participating in Meetings and on Committees, Andrew Larratt-Smith, John Armijo and Dawn Osborne-Adams15. [read post]
22 Dec 2021, 5:09 am
Posted by Mary Jo White, Andrew Ceresney, and Jon Tuttle, Debevoise & Plimpton LLP, on Wednesday, December 22, 2021 Editor's Note: Mary Jo White, Andrew Ceresney, and Jon Tuttle are partners at Debevoise & Plimpton LLP. [read post]
25 Jun 2013, 2:32 pm by Ailyn Cabico
The Proposed Policy ChangeAt the Wall Street Journal CFO Network’s Annual Meeting on Tuesday, June 18, SEC Chairman Mary Jo White announced her intention to require more admissions of wrongdoing from defendants in the settlement of enforcement actions. [read post]
7 Mar 2016, 4:00 am by Howard Friedman
Andrews, Delegating Religious Liberty: The Executive's Role in Accommodating Religion, (February 1, 2016).From SSRN (Non-U.S. [read post]
19 Mar 2021, 8:49 am
" Contents include:Saman Rejali & Yannick Heiniger, The role of digital technologies in humanitarian law, policy and action: Charting a path forward Testimonies: How humanitarian technologies impact the lives of affected populations Q&A: Humanitarian operations, the spread of harmful information and data protection: In conversation with Delphine van Solinge, the ICRC's Protection Advisor on Digital Risks for Populations in Armed Conflict, and Massimo Marelli, Head of the… [read post]
12 Feb 2016, 6:03 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, February 10, 2016 Tags: Foreign firms, Hostile takeover, International governance, Inversions, IRS, Leveraged acquisitions, Mergers & acquisitions, Private Equity, REITs, Securities Regulation, Shareholder activism, Spinoffs, Strategic buyers, Takeovers,Tax avoidance A Conversation with SEC Chair Mary Jo White Posted by Mary Jo White, U.S. [read post]
12 Feb 2016, 6:03 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, February 10, 2016 Tags: Foreign firms, Hostile takeover, International governance, Inversions, IRS, Leveraged acquisitions, Mergers & acquisitions, Private Equity, REITs, Securities Regulation, Shareholder activism, Spinoffs, Strategic buyers, Takeovers,Tax avoidance A Conversation with SEC Chair Mary Jo White Posted by Mary Jo White, U.S. [read post]
16 Feb 2017, 3:00 am by John Jenkins
You Can Go Home Again (If You’re Mary Jo White) The NYT Dealbook reports that Mary Jo White has decided to return to Debevoise & Plimpton, the firm she left when President Obama appointed her to serve as the SEC Chair. [read post]
30 Jun 2016, 3:14 am by Broc Romanek
If the SEC remains with only three commissioners, it could be difficult for SEC Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator, due to agency rules requiring a quorum of three commissioners to attend all votes. [read post]
15 Apr 2016, 7:34 am by Walter Olson
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
11 Apr 2016, 3:47 am by Broc Romanek
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
20 May 2016, 3:28 am by Broc Romanek
SEC Chairman Mary Jo White, joined by her two fellow commissioners, on Thursday urged key Senate lawmakers to make changes to an email-privacy bill that aims to restrict the SEC and other civil agencies from subpoenaing email providers, such as Google, Hotmail and Yahoo. [read post]
11 Apr 2016, 3:47 am by Broc Romanek
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
9 Jun 2015, 7:33 am by Mark Astarita
It is time for Andrew J.Ceresney, director of the SEC's Division of Enforcement, to admit that the abuse of the administrative law process is not "eminently proper, appropriate and fair," as he repeatedly claims, and for Mary Jo White, to stop this abuse.For more information visit Federal Judge Rules SEC In-House Judge’s Appointment ‘Likely Unconstitutional’. [read post]
23 Mar 2015, 6:32 am by John Jascob
At the 2015 SEC Speaks conference, when current and former agency staff members were asked by Chair Mary Jo White to stand, at least two thirds of the room took to their feet. [read post]