Search for: "Matter of Disciplinary Proceedings Against Scott"
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13 Dec 2010, 1:05 am
**Citing Matter of Pell v Board of Educ. of Union Free School Dist. [read post]
29 Apr 2015, 4:07 pm
Recently, the Certified Financial Planner (“CFP”) Board of Standards (“Board”) took disciplinary action against 23 financial advisors, permanently revoking the CFP designation for three of those financial advisors. [read post]
10 Jun 2009, 9:45 am
The judge that heard the evidence of Field's misconduct concluded (pdf):In this contested disciplinary proceeding, an overzealous deputy district attorney is charged with multiple acts of serious professional misconduct in four criminal matters. [read post]
3 Aug 2018, 4:00 am
Here the arbitrator sustained various disciplinary charges against a Town of Greecepolice sergeant and determined that "[t]he Town had just and sufficient cause to demote" the Sergeant. [read post]
25 Mar 2014, 10:17 am
On February 25, 2014 the Securities and Exchange Commission (the “SEC”) filed public administrative and cease-and-desist proceedings against Arizona-based Clean Energy Capital, LLC (a registered investment adviser, “CEC”) and its founder and Chief Executive Officer Scott Brittenham charging that CEC and Brittenham committed the following violations with respect to the 20 private equity funds sold and managed by CEC primarily under the name of… [read post]
7 Feb 2018, 12:00 am
Here the arbitrator sustained various disciplinary charges against a Town of Greece police sergeant and determined that "[t]he Town had just and sufficient cause to demote" the Sergeant. [read post]
6 Jun 2012, 2:41 am
Disciplinary proceedings instituted by the Departmental Disciplinary Committee for the First Judicial Department. [read post]
12 Nov 2019, 9:37 am
" Scott v. [read post]
1 Jun 2022, 9:16 am
” Securities Arbitration Claims Against Barred Brokers Even after a broker is barred from the industry or otherwise faces disciplinary action, investors can still pursue stockbroker misconduct claims against their financial advisor and/or their brokerage firms. [read post]
8 Nov 2021, 1:27 pm
” Securities Arbitration Claims Against Barred Brokers Even after a broker is barred from the industry or otherwise faces disciplinary action, investors can still pursue stockbroker misconduct claims against their financial advisor and/or their brokerage firms. [read post]
9 Jun 2010, 11:59 am
Court disbars lawyer who disappeared [Proof & Hearsay / Milwaukee Journal-Sentinel] In the Matter of Disciplinary Proceedings Against Scott H. [read post]
9 May 2011, 12:05 pm
Nor is the filing of criminal charges a bar to proceeding with administrative disciplinary action while the criminal action is pend [read post]
6 Dec 2023, 6:05 am
Disciplinary Proceedings Wood surrendered his license in Georgia, reportedly in exchange for dismissal of disciplinary proceedings against him. [read post]
8 Aug 2022, 10:30 pm
We formally refer each of these matters to the Florida Bar for appropriate disciplinary proceedings against Bruce Jacobs, Esquire.2. [read post]
4 Jan 2019, 10:11 am
Scott Tiedemann & Lars T. [read post]
31 Jan 2013, 8:49 am
Lawyer discipline is a matter of public record. [read post]
14 May 2016, 3:00 am
At the hearing, petitioner contended that the principal had engineered the two unsatisfactory lesson observations, the disciplinary letter, and the unsatisfactory 2012-2013 annual rating, which led to her termination, to retaliate against her because she opposed the principal's special education policies and had sided with the mother at the Annual Review. [read post]
23 Feb 2014, 1:40 pm
After more than six hours of compelling testimony by convicted and jailed Ponzi swindler Scott Rothstein, a West Palm Beach, Florida federal jury took one third the time of his testimony to find his associate Christina Kitterman, 39, guilty of all three counts of wire fraud brought against her by the U.S. [read post]
9 Feb 2022, 5:01 am
Scott Perry and Jim Jordan and House Minority Leader Kevin McCarthy have all announced that they will not cooperate with the committee. [read post]
25 Aug 2021, 3:27 pm
Brandon Johnson, Scott Hagerstrom, Howard Kleinhendler, Gregory Rohl, and Stefanie Lynn Junttila. [read post]
