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15 Dec 2022, 4:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
27 Oct 2009, 7:25 pm
Bart Mallon, Esq. [read post]
15 Dec 2022, 8:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
1 Feb 2024, 10:46 am
Overview of the Legal Process to Tokenize a Hedge Fund By Bart Mallon, with Malhar Oza As the digital asset industry continues to evolve, we see more use cases for tokenization, including tokenization of private investment funds like hedge, VC and PE funds. [read post]
17 Jun 2014, 4:00 am
To further complicate the matter, the records of the Rockland County Personnel Office indicated that Mallon was appointed Sergeant effective June 1, 1988. [read post]
2 Apr 2009, 12:37 pm
By Bart Mallon, Esq. www.series34exam.com Discussion about How to Take and Pass the Series 34 Exam On Thursday I took the Series 34 Exam and I passed. [read post]
22 Feb 2020, 3:00 am
Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
4 Apr 2013, 6:48 pm
. **** Cole-Frieman & Mallon First Quarter Update Clients and Friends: The early months of 2013 have been a busy time in the world of investment management regulatory compliance. [read post]
3 Jul 2013, 2:55 pm
. **** Cole-Frieman & Mallon Second Quarter Update Clients and Friends: In the second quarter of 2013 we have seen accelerating activity in the world of investment management regulatory compliance. [read post]
31 Mar 2023, 10:44 am
TRANSITIONS MATTER. [read post]
9 Apr 2018, 5:51 pm
Cohen & Company specializes in the alternative investment industry and advises cryptocurrency funds on important tax, audit and operational matters. [read post]
27 Nov 2011, 1:55 am
Cole-Frieman, Partner, Cole-Frieman & Mallon LLP Jennifer Keese-Powell, Marketing Manager, Hall Capital Partners LLC Lois Towers, Compliance Officer, Pantheon Ventures (US) **** Cole-Frieman & Mallon LLP provides a variety of services including: hedge fund formation, advisor registration and counterparty documentation, CFTC and NFA matters, seed deals, internal investigations, operational compliance, regulatory risk management, hedge fund due diligence, marketing… [read post]
18 Oct 2009, 5:36 pm
Mallon directly at 415-868-5345. [read post]
14 Oct 2013, 10:47 am
. **** Cole-Frieman & Mallon Third Quarter Update Clients and Friends: In the third quarter of 2013 we have seen dramatic developments in the world of investment management regulatory compliance. [read post]
13 Oct 2009, 2:07 am
Mallon directly at 415-868-5345. [read post]
15 Jul 2010, 9:26 pm
Bart Mallon, Esq. [read post]
29 Aug 2018, 12:13 pm
Cohen & Company specializes in the investment industry and advises cryptocurrency funds on important tax, audit and operational matters. [read post]
27 Aug 2020, 9:53 am
We will be providing further updates on timing and other matters as they develop. **** Bart Mallon is a founding partner of Cole-Frieman & Mallon LLP. [read post]
29 Jul 2020, 3:22 am
CFM Sample ATE WaiverDownload Other similar posts on this topic: Monitoring NAV Triggers Amidst Volitility **** David Rothschild is a partner of Cole-Frieman & Mallon LLP and routinely focuses on ISDA matters. [read post]
