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24 Mar 2011, 12:54 pm by Jenna Greene
The firm’s securities practice is chaired by William McLucas, a near-legend in the bar who was director of the SEC’s Division of Enforcement from 1990 until 1998 — the longest tenure in agency history. [read post]
10 Jan 2013, 4:15 am by Broc Romanek
No word as to his next employer - but I imagine it will be lucrative as Enforcement Directors typically earn the most once they depart the agency (which is why Bill McLucas' 8-year stint was always a surprise). [read post]
16 Jan 2015, 5:37 am by Doug Cornelius
SEC Enforcement – An Analysis of Key Developments in 2014 by Bruce Carton in Compliance Week In a webcast I moderated yesterday, a panel consisting of four former senior SEC enforcement attorneys and accountants–including former SEC Enforcement Director Bill McLucas of law firm WilmerHale–analyzed the most important developments in SEC enforcement from 2014, and looked ahead at what they expect in 2015. [read post]
19 May 2011, 10:02 am by Jenna Greene
Other high-profile agency alums at Wilmer include securities practice chair William McLucas, who headed the Enforcement Division from 1990 until 1998. [read post]
29 Oct 2019, 12:07 pm by John Jascob
Regarding self-reporting in general, former SEC Enforcement Director William McLucas, now at Wilmer Hale, said that the lack of guidance about self-reporting from the SEC can result in tough discussions with clients because there are no guarantees for self-reporting in contrast to the detailed guidelines from the Department of Justice. [read post]
1 Nov 2019, 12:00 am by Doug Cornelius
Jim Hamilton’s World of Securities Regulation Regarding self-reporting in general, former SEC Enforcement Director William McLucas, now at Wilmer Hale, said that the lack of guidance about self-reporting from the SEC can result in tough discussions with clients because there are no guarantees for self-reporting in contrast to the detailed guidelines from the Department of Justice. [read post]
24 Sep 2010, 3:46 am by Broc Romanek
"One of the challenges in this environment is there were such broad systemic failures that identifying the one or two people or the six enterprises that are quote responsible, which is what we see a broader appetite for, I don't think that's doable," William McLucas, a former SEC enforcement chief, said in an interview. [read post]
21 Sep 2011, 12:51 pm by Michael Rothfeld
The firm is home to other former federal officials such as ex-SEC enforcement chief Bill McLucas and former deputy U.S. attorney general Jamie Gorelick. [read post]
5 Jan 2009, 7:00 am
More importantly, both Lynch and McLucas were known, not for a lite touch when it came to Wall Street, but the exact opposite. [read post]
19 Oct 2012, 6:50 am by David Smyth
  Bill McLucas, another former director of the SEC’s Enforcement Division and currently the leader of the securities group at WilmerHale, said that if voluntary disclosures are not appropriately rewarded that real damage is done to the system. [read post]
20 Jul 2012, 5:00 am by Doug Cornelius
McLucas and over a dozen other luminaries in the securities enforcement field — who will discuss the most important issues now facing attorneys and professionals who work in this area. [read post]
24 Mar 2014, 4:30 am by Nietzer
” The NYT quoted another lawyer, William McLucas, a partner at WilmerHale, who said, “If you are a firm that is generating substantial fees from a prospective corporate client, you may be able to come in and do a bang-up inquiry. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]