Search for: "Metlife Inc"
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16 Feb 2021, 2:23 pm
Synacor, Inc., — F. [read post]
21 Jan 2021, 9:54 am
Shortly after our electronic-wills legislation was adopted the internet start-up primarily responsible for its passage, Bequest, INC (d/b/a Willing), was sold to corporate giant MetLife. [read post]
29 Dec 2020, 7:40 am
(CRD#:42150) of Montgomery, TX, McNally Financial Services Corporation (CRD#:121196) of The Woodlands, TX, and MetLife Securities Inc. [read post]
14 Sep 2020, 6:00 am
In re Metlife Inc. [read post]
14 Aug 2020, 5:49 am
UPDATE: No Rationale And No Explanation In FINRA Arbitration Decision (BrokeAndBroker.com Blog)FINRA Arbitration Awards Online CrashesFINRA Disciplinary Actions Online CrashesChancery Court Declines to Excuse Demand Upon Directors In MetLife Derivative SuitIn re MetLife Inc. [read post]
29 Jul 2020, 10:24 am
Back in January of 2012, the City of Westland Police and Fire Retirement System filed a class-action lawsuit against MetLife Inc. [read post]
10 Jul 2020, 2:08 pm
”Nixon, 435 U.S. at 598; see also Metlife, Inc. v. [read post]
13 May 2020, 11:23 am
According to BrokerCheck records, Lewis was formerly registered with FINRA member firm NYLife Securities LLC (NYLife Securities) and MetLife Securities Inc. [read post]
29 Jan 2020, 9:26 am
, MetLife Inc. and Prudential Financial Inc. [read post]
6 Jan 2020, 8:24 am
Notable Medical Review Company Mergers and Acquisitions ExamWorks, Inc. is a subsidiary of holding company, ExamWorks Groups, Inc., which is a large national and international provider of IME services. [read post]
18 Dec 2019, 4:00 pm
This Client Advisory, originally distributed in December 2019, highlights important developments in the law governing employee benefit plans and executive compensation over the past year. [read post]
18 Dec 2019, 1:31 pm
The Securities and Exchange Commission today charged MetLife, Inc. with violating the books and records and internal accounting controls provisions of the federal securities laws relating to two errors in its accounting for reserves associated with its…Read the Full Press ReleaseHave a securities law question? [read post]
13 Dec 2019, 1:58 pm
Inc. v. [read post]
21 Nov 2019, 7:38 am
MetLife Group, Inc., November 15, 2019, Saris, P.). [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co… [read post]
1 Jul 2019, 12:46 pm
Morgan Keegan & Company, Inc Avent, Meiewyn Alliance-One Investments, LLC Metlife Investors Distribution Company Bougopoulkos, Nicholas Wells Fargo Securities, LLC Stifel Financial Corp Cook, Marian Farmers Financial Solutions, LLC Corley, Robert Fidelity Brokerage Services LLC Redstone Securities, Inc Detamore, Craig Allstate Financial Services, LLC Dysart,… [read post]
25 Apr 2019, 2:52 am
MetLife Auto & Home Insurance Agency, Inc., No. [read post]
4 Feb 2019, 2:18 pm
MetLife Must Pay New York Regulator $19.75M Penalty for Not Paying Pensions New York’s’ Department of Financial Services has imposed a $19.75M penalty against MetLife Inc. after finding that the insurer did not pay more than 13,000 people the pensions they were owed. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce,… [read post]
22 Oct 2018, 2:29 pm
MetLife challenged its SIFI designation and won in federal court to overturn the FSOC decision and finally prevailed in January of this year. [read post]
