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23 Dec 2015, 6:09 am
Last Wednesday [November 19, 2015], the NASDAQ Stock Market requested public comments on whether and how to improve its rules requiring shareholder approval before a NASDAQ-listed company issues securities in connection with certain acquisitions, changes of control, and certain private placements. [read post]
6 Dec 2021, 3:15 am
For the Nasdaq Capital Market, the increase ranges from $1.5-4k/year. [read post]
8 Apr 2021, 6:23 am
In a paper recently posted on SSRN, Will Nasdaq’s Diversity Rules Harm Investors? [read post]
10 Aug 2021, 6:01 pm
Last Friday the SEC approved changes to the NASDAQ Rules designed to push NASDAQ-listed companies down the DEI path to more diverse boards of directors. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
3 Dec 2020, 10:00 pm
The Nasdaq Stock Market (Nasdaq) announced that it had submitted a proposal to the US Securities and Exchange Commission (SEC) seeking approval of new listing rules to advance board diversity and increase transparency to investors regarding the diversity characteristics of Nasdaq-listed company boards. [read post]
24 Feb 2023, 3:40 am
Nasdaq also proposes to amend Listing Rule 5810(c)(2)(A)(iii) to provide that a company that failed to comply with proposed Listing Rule 5608 must submit to Nasdaq Staff a plan to regain compliance. [read post]
14 Sep 2021, 8:29 am
Nasdaq’s new Rule 5605(f) requires Nasdaq-listed companies to publicly disclose, on an annual basis, board diversity statistics, including gender and demographic data, using either the Nasdaq’s Board Diversity Matrix or a format substantially similar. [read post]
27 Dec 2011, 4:46 pm
This confusion, NASDAQ claims, is likely to result in damage and injury to its business and reputation. [read post]
9 Sep 2014, 10:29 am
What other Amendments did NASDAQ propose? [read post]
1 Dec 2006, 7:44 am
Robert Greifeld, Nasdaq’s chief executive, was looking quite upbeat on Thursday as Microsoft chief Steven Ballmer stood next to him and rang the market’s opening bell. [read post]
10 Nov 2009, 11:00 am
Foreign issuers may deviate from NASDAQ's corporate governance standards under Rule 5615(a)(3). [read post]
13 Dec 2023, 1:03 pm
Stock exchange operator Nasdaq has agreed to pay $4 million in a settlement with the U.S. [read post]
17 Oct 2007, 6:34 am
Yesterday, a NASDAQ panel determined that the company is compliant and in no current danger of delisting. [read post]
9 Nov 2006, 5:15 am
Dealers said that rumors pegged the latest Nasdaq bid at about 1,400 pence a share. [read post]
26 May 2011, 2:11 pm
Johnson, a former managing director of The NASDAQ Stock Market, with multiple instances of insider trading. [read post]
