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28 Jul 2014, 11:54 am by Editorial Board
On July 23, S&Ps parent company, McGraw Hill Financial Inc., disclosed that it received a Wells notice indicating that the SEC’s enforcement staff had made a preliminary determination to recommend that the SEC institute an enforcement action against S&P alleging violation of federal securities laws with respect to S&Ps ratings of six commercial MBS transactions in 2011 and public… [read post]
3 Nov 2014, 12:16 pm
In the S&P case, the shareholders, an individual and a retirement fund, sought access to S&P's books and records. [read post]
19 Jul 2020, 7:10 pm by Kelly
It’s my annual Taxes from A to Z series! [read post]
25 Apr 2023, 3:30 am by Meredith Ervine
Back in 2017, S&P announced that it would not add any new companies with “multi share class structures” to the S&P Composite 1500 Index and its component indices, including the S&P 500, the S&P MidCap 400 and the S&P SmallCap 600. [read post]
12 Oct 2023, 1:15 am by Emily J. Wyatt
The post R-E-S-P-E-C-T: Find Out What It Means To…Your Estate Plan appeared first on The Mendel Law Firm, L.P.. [read post]
14 Nov 2022, 1:20 pm by Mark Astarita
The Securities and Exchange Commission today charged S&P Global Ratings, a nationally recognized statistical rating organization (NRSRO) registered with the Commission, with violating conflict of interest rules designed to prevent sales and marketing…Read the Full Press ReleaseHave a securities law question? [read post]
24 Apr 2008, 5:30 am
SEC proposes revisions to Regulation S-P and expansion of customer privacy requirementsThompson Hine LLP"On March 4, 2008, the Securities and Exchange Commission (SEC) announced proposed changes to Regulation S-P ("Reg S-P"), the regulation governing the privacy and protection of customer information. [read post]
19 Dec 2011, 10:17 am by Staff
The victim’s vehicle appeared to have been speeding and may have cut off Mr. [read post]
22 Sep 2011, 5:31 am by CorporateAcquisitions MergerLawBlogger
The article highlights the almost complete lack of attention the full board of H-P gave to the job of... [read post]
13 Dec 2021, 9:55 am by irisa
Korenblit, '13, Promoted to Wilson Sonsini’s 2022 Partner Class irisa Mon, 12/13/2021 - 11:55 Read more about Remi P. [read post]
11 Mar 2008, 11:11 pm
Regulation S-P requires certain institutions to safeguard customer records and information. [read post]
10 Jun 2013, 11:31 am by admin
” … “Today’s settlement ensures that A&P, which has previously ignored the law in this area, will provide an alternate method of entry which does not require a purchase and to fully inform consumers that no purchase is necessary to enter and win … read more » [read post]
6 Nov 2021, 8:59 am
Corporate Board Practices in the Russell 3000, S&P 500, and S&P MidCap 400: 2021 Edition documents corporate governance trends and developments at US publicly traded companies—including information on board composition and diversity, the profile and skill sets of directors, and policies on their election, removal, and retirement. [read post]