Search for: "PHILLIPS v. HEDGES"
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3 Sep 2013, 1:38 am
: On August 19, 2013, in connection with its entry into a settlement with New York-based hedge fund adviser Phillip Falcone and his advisory firm Harbinger Capital Partners, the SEC for the first time implemented its new policy requiring defendants seeking to settle civil enforcement actions to admit wrongdoing, in contrast to the long-standing practice of allowing defendants to resolve the enforcement actions with a “neither-admit-nor-deny” settlement. [read post]
4 Apr 2013, 9:00 am
Phillips (March 8, 2013) and In re Stephens (March 8, 2013) • In re Advanced Equities, Inc. [read post]
4 Apr 2013, 9:00 am
Phillips (March 8, 2013) and In re Stephens (March 8, 2013) • In re Advanced Equities, Inc. [read post]
20 Aug 2012, 6:10 am
See Phillips v. [read post]
24 May 2012, 6:51 am
Three types of institutions comprise the trading volume of HFTs and are what is meant by HFTs: 48% proprietary high frequency trading firms, 46% investment banks and 6% hedge funds. [read post]
14 Mar 2012, 2:00 am
Goldstein v. [read post]
9 Aug 2011, 4:16 am
(OCM), a real estate investment hedge fund. [read post]
10 May 2011, 3:46 pm
Edgewood Properties Inc., 257 F.R.D. 418 (D.N.J. 2009) and Phillip M. [read post]
16 Apr 2011, 5:19 pm
Phillips v. [read post]
16 Apr 2011, 3:10 am
Phillips v. [read post]
15 Mar 2010, 2:32 pm
” [29] In essence, not only represented traditional committees would be subject to the disclosure rules, but also ad hoc committees. [30] V. [read post]
19 Aug 2008, 10:07 am
Bullmore v. [read post]
12 Aug 2008, 2:00 pm
On Tuesday, August 19, 2008, PropertyShark.com is sponsoring a Manhattan real-estate networking event at The Madison & Gypsy Tea (27 West 24th Street). [read post]
9 Feb 2007, 8:40 am
Massachusetts charges Bulldog Investors, Investment News, January 31, 2007 Secretary Galvin Charges Phillip Goldstein and Bulldog Investors for unregistered securities offering, Securities Division, January 31, 2007 Related Web Resource: Goldstein v. [read post]
