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19 Apr 2019, 8:18 am
Brian Henderson (Finance Expert Witness) to provide testimony. [read post]
28 May 2008, 7:42 am
Both modern art and a fund prospectus can be totally incomprehensible. 401(k) participants may not be exposed to modern art, but they sure are provided mutual fund prospectuses - at least by those plan sponsors looking for 404(c) protection. [read post]
25 Jan 2012, 7:22 am
Conclusion If the CFTC approves the proposed regulation, it would subject many mutual funds to CFTC registration and oversight by the NFA. **** Cole-Frieman & Mallon LLP provides advice to managers in the managed futures industry. [read post]
7 Feb 2018, 3:58 am
How much to pay a mutually terminated employee is one part art and one part science. [read post]
27 Feb 2012, 1:52 am
Please contact us if you have any questions on Rule 4.5. **** **** Cole-Frieman & Mallon LLP provides managed futures legal services. [read post]
6 Nov 2015, 9:30 pm
Circuit Judges Rebecca Foley and Scott Drazewski provided testimony this week to a panel of the Illinois Courts Commission in Chicago regarding their mutually adulterous affair; an affair that ended both of their respective marriages in divorce.Of course, all of this is old news for the folks in McLean County; even perhaps for most Illinoisans. [read post]
4 Nov 2013, 1:33 pm
It may well be that your provider knows more about health than finance while offering a simple solution or perhaps, the health care industry and finance industry make a great team each having a mutual interest in your medical needs. [read post]
22 Apr 2010, 10:15 am
” The Court explained that while Gartenberg provides a “useful framework for resolving the claims of excessive fees”, the size of the fee should be considered alongside the mutual fund adviser’s conduct. [read post]
5 Oct 2023, 4:00 am
But that mutuality is somewhat illusory. [read post]
13 Apr 2012, 8:21 am
The Minnesota Lawyers Mutual blog is also well done and covers a lot of good ground. [read post]
24 Jan 2019, 8:21 am
[Update to previous post from August 17, 2018] On January 23, 2019, the European Commission and Japan mutually recognized each other’s data protection laws as providing an adequate level of protection of personal data (see European Commission press release here). [read post]
13 Apr 2012, 8:21 am
The Minnesota Lawyers Mutual blog is also well done and covers a lot of good ground. [read post]
4 Jan 2021, 12:01 pm
It can be tough to fit everything Northwestern Mutual needs to know in the space provided on the attending physician form. [read post]
29 Apr 2010, 11:26 am
Judge Woodlock specifically found that SOX’s whistleblower protections should cover employees of the privately held companies providing investment advice to mutual funds because to find otherwise would leave unprotected all reporting of fraud involving a mutual fund’s shareholders “for the very simple reason that no “employee” exists for this particular type of public company. [read post]
27 Apr 2010, 10:38 am
Judge Woodlock specifically found that SOX’s whistleblower protections should cover employees of the privately held companies providing investment advice to mutual funds because to find otherwise would leave unprotected all reporting of fraud involving a mutual fund’s shareholders “for the very simple reason that no “employee” exists for this particular type of public company. [read post]
8 Oct 2019, 3:23 pm
Mutual Restraining Orders Under California Law The California statute pertaining to mutual domestic violence restraining orders states that a court cannot issue a mutual order unless both parties present written evidence of domestic violence in an application for relief. [read post]
18 Aug 2010, 5:00 am
Most investors choose mutual funds because of the benefits of professional management and diversification that they provide. [read post]
27 Sep 2008, 12:07 pm
Ian Campbell, a spokesman for the bankrupt holding company with Abernathy MacGregor Group, said he couldn't provide further details. [read post]
9 May 2019, 1:17 pm
Rather, the IC test in those two states contains a prong B that has only one part: it requires the company to prove that the service being provided by the worker in question is “outside the usual course of the [company’s] business. [read post]
10 Aug 2014, 9:23 pm
The FDA found that Tyco had "provided no evidence from clinical trials, pharmacokinetic studies, bioequivalence testing, or any other source . . . . [read post]
