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17 Jun 2022, 12:03 pm
The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
17 Jun 2022, 7:23 am
According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
16 Jun 2022, 7:05 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…Read the Full Press ReleaseHave a securities law question? [read post]
25 Feb 2022, 5:22 pm
Graham (as well as Rep. [read post]
1 Feb 2022, 7:30 am
ShareEven before taking office, President Joe Biden pledged to reshape the federal judiciary. [read post]
21 Jan 2022, 3:00 am
National/Federal DirecTV Says It Will Sever Ties with Far-Right Network One America News MSN – Timothy Bella (Washington Post) | Published: 1/15/2022 DirecTV announced it will sever ties with One America News (OAN) after this year, pulling the conservative news channel from millions of homes. [read post]
23 Dec 2021, 5:01 am
The Justice Department announced on Tuesday that Charles Lieber, former chair of Harvard’s Chemistry and Chemical Biology Department, was convicted by a federal jury in connection with his ties to China’s Thousand Talents Program. [read post]
20 Dec 2021, 10:59 am
.), and Patrick Leahy (D-Vt.), and Lindsey Graham (R-S.C.) are the sponsors of the Senate companion legislation (S. 79) and have taken the lead in building a coalition to pass this legislation during the 117th Congress. [read post]
20 Dec 2021, 10:59 am
.), and Patrick Leahy (D-Vt.), and Lindsey Graham (R-S.C.) are the sponsors of the Senate companion legislation (S. 79) and have taken the lead in building a coalition to pass this legislation during the 117th Congress. [read post]
2 Dec 2021, 2:55 am
Key Findings: Excessive tax rates on cigarettes in some states induce substantial black and gray market movement of tobacco products into high-tax states from low-tax states or foreign sources. [read post]
16 Sep 2021, 12:16 pm
And this means not only the most elderly senators like Bernie Sanders and Patrick Leahy of Vermont, but also people like Sherrod Brown in Ohio. [read post]
23 Jul 2021, 11:20 am
Janis Graham Jack, in Corpus Christi, Texas. [read post]
5 Jul 2021, 3:29 pm
An attempt by Senators Chuck Grassley and Patrick Leahy to pass the EB-5 Reform and Integrity Act of 2021 was blocked by Senator Lindsay Graham. [read post]
30 Jun 2021, 7:32 pm
An attempt by Senators Chuck Grassley and Patrick Leahy to pass the EB-5 Reform and Integrity Act of 2021 was blocked by Senator Lindsay Graham. [read post]
14 Feb 2021, 8:30 am
The hammer hits Senator Lindsey Graham). [read post]
29 Jan 2021, 5:01 am
The potential witnesses—Clark, Rosen, Raffensberger, former White House Counsel Pat Cippolone, his deputy, Patrick Philbin—would be testifying about their conversations and meetings with the president, conversations often considered to be at the core of executive privilege. [read post]
21 Jan 2021, 8:30 pm
National/Federal As Trump’s Presidency Recedes into History, Scholars Seek to Understand His Reign – and What It Says About American Democracy MSN – David Nakamura (Washington Post) | Published: 1/18/2021 President Trump’s four years in office ended after a reign defined by constant chaos, corruption, and scandal, a tenure that numerous scholars predict is destined to rank him among America’s worst presidents. [read post]
24 Nov 2020, 2:55 am
Key Findings: Excessive tax rates on cigarettes in some states induce substantial black and gray market movement of tobacco products into high-tax states from low-tax states or foreign sources. [read post]
1 Nov 2020, 6:00 pm
Recent Headlines in the IP World: Pierre Jérôme: SpineGuard Strengthens Its Intellectual Property With a New Patent Granted in China (Source: Business Wire) Patrick M. [read post]
