Search for: "Phillip Goldstein, Bulldog Investors," Results 1 - 20 of 23
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9 Feb 2007, 8:40 am
Massachusetts charges Bulldog Investors, Investment News, January 31, 2007 Secretary Galvin Charges Phillip Goldstein and Bulldog Investors for unregistered securities offering, Securities Division, January 31, 2007 Related Web Resource: Goldstein v. [read post]
17 May 2007, 8:11 am
"We filed but it was blank," said Phillip Goldstein, a veteran investor who heads the $300 million-plus hedge fund group Bulldog Investors and affiliate Full Value Advisors. [read post]
24 May 2020, 3:27 pm by Steve Bainbridge
Keith Paul Bishop notes that: Phillip Goldstein, the co-founder of Bulldog Investors, has recently begun a campaign against a 2017 staff no-action position that has allowed trusts to exclude... [[ This is a content summary only. [read post]
30 May 2007, 12:28 am
(Thanks to fund manager Phillip Goldstein for the head's up.)And from cnetnews.com, a follow-up to a story from January regarding Hewlett-Packard spying on Dell. [read post]
3 May 2022, 6:32 am
Posted by Phillip Goldstein, Bulldog Investors, on Tuesday, May 3, 2022 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
3 May 2022, 6:32 am
Posted by Phillip Goldstein, Bulldog Investors, on Tuesday, May 3, 2022 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
12 Aug 2016, 6:06 am
Hall, Davis Polk & Wardwell LLP, on Wednesday, August 10, 2016 Tags: Antitakeover, Boards of Directors, Charter & bylaws, Classified boards, Dual-class stock, Institutional Investors,IPOs, ISS, Proxy advisors, Public firms, Shareholder rights, Shareholder voting, Surveys Are Foreign Investors Locusts? [read post]
30 Mar 2020, 5:41 am
Posted by Phillip Goldstein, Bulldog Investors, on Monday, March 30, 2020 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
5 Aug 2016, 6:29 am
Posted by Phillip Goldstein, Bulldog Investors, on Friday, August 5, 2016 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
1 Mar 2017, 6:08 am
Posted by Phillip Goldstein, Bulldog Investors, on Wednesday, March 1, 2017 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
15 Nov 2011, 6:17 am
Back in 2006 and 2007 we ran a series of posts (the first one here) concerning hedge fund manager Phillip Goldstein whose firm, Bulldog Investors, was challenging the SEC’s Rule 13f which required him to publicly disclose the fund’s holdings when they crossed a certain threshold. [read post]
8 Aug 2020, 7:08 am
Posted by Phillip Goldstein, Bulldog Investors, on Saturday, August 8, 2020 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
14 Mar 2012, 2:00 am by Keith Paul Bishop
Phillip Goldstein is an owner/manager of a group of funds collectively referred to as “Bulldog”. [read post]
29 Sep 2020, 6:39 am
Posted by Phillip Goldstein, Bulldog Investors, on Tuesday, September 29, 2020 Editor's Note: Phillip Goldstein is the co-founder of Bulldog Investors. [read post]
23 Jun 2008, 11:45 am
In the Harvard Law School Corporate Governance Blog, Phillip Goldstein of Bulldog Investors provides a viewpoint different from those coming from management's perspective. [read post]
6 May 2022, 6:01 am
Wolf, Kirkland & Ellis LLP, on Sunday, May 1, 2022 Tags: Boards of Directors, Hedge funds, Institutional Investors, Proxy contests, Shareholder activism, Shareholder voting The Quality of Earnings Information in Dual-Class Firms Posted by Dov Solomon and Rimona Palas (Ramat Gan Law School), on Monday, May 2, 2022 Tags: Accounting, Agency model, Capital structure, Cash flows, Dual-class stock, Financial… [read post]
6 May 2022, 6:01 am
Wolf, Kirkland & Ellis LLP, on Sunday, May 1, 2022 Tags: Boards of Directors, Hedge funds, Institutional Investors, Proxy contests, Shareholder activism, Shareholder voting The Quality of Earnings Information in Dual-Class Firms Posted by Dov Solomon and Rimona Palas (Ramat Gan Law School), on Monday, May 2, 2022 Tags: Accounting, Agency model, Capital structure, Cash flows, Dual-class stock, Financial… [read post]
14 Aug 2020, 6:29 am
Emmerich, Wachtell, Lipton, Rosen & Katz, on Saturday, August 8, 2020 Tags: Conflicts of interest, Institutional Investors, Investment advisers, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder activism, Shareholder voting Comment Letter on Control Shares Statutes and Registered Investment Companies Posted by Phillip Goldstein, Bulldog Investors,… [read post]