Search for: "Principal Global Investors Trust Company" Results 41 - 60 of 137
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3 May 2021, 9:35 am by Rob Robinson
The Principal Shareholders may further purchase, hold, vote, trade, dispose or otherwise deal in the securities of the Company, in such manner as it deems advisable from time to time, subject to applicable laws and the terms of the Corporation’s articles and of the lock up agreements, coattail agreement and investor rights agreement entered into by each of the Principal Shareholders, each as described in the Prospectus. [read post]
16 Sep 2014, 11:40 am
READ ALL BUT SECTION 3·      United States Securities and Exchange Commission, The Investor's Advocate: How the SEC Protects Investors, Maintains Market Integrity, and Facilitates Capital Formation (undated).[2]·      Backer, Larry Catá, Global Panopticism: States, Corporations and the Governance Effectsof Monitoring Regimes.[3] Indiana Journal of Global Legal Studies, Vol. 15, 2008. [read post]
12 Mar 2014, 8:57 am
  Write to Hege Havig-GjelsethOn behalf of Eli Lund Executive Head of Secretariat Hege.Havig-Gjelsethfin.dep.noThis post includes excerpts from the Report, and principally the Ethics Council response to the Strategy Council’s report on the responsible management of the Government Pension Fund Global, along with my thoughts on that response. [read post]
20 Jan 2014, 8:07 am by James Hamilton
Investment firms will have to meet stricter standards to ensure that investors can trust that they are being offered products which are suitable for them and that their assets are well protected. [read post]
11 Feb 2021, 2:42 pm by Unknown
  At Soryn, he is a trusted advisor and investor to a number of the world’s most prestigious universities, law firms, companies and inventors. [read post]
30 Mar 2017, 9:44 am
Faced with these challenges, a number of Canadian companies are engaging in corporate social responsibility (CSR) initiatives, generally defined as the voluntary activities undertaken by a company to operate in an economically, socially and environmentally sustainable manner. [read post]
23 Jan 2010, 11:12 am by Charles M. Nathan, Latham & Watkins LLP,
Indeed, constituency directors can be viewed as the modern analog to the simpler corporate paradigm (which governance activists so frequently draw upon) of a board composed of the principal investors in the company (aka, the "owners" of the company). [read post]
31 Dec 2012, 8:44 am by Larry Catá Backer
The focus on consumers is natural, since, within the logic of globalization, the political community of product markets are consumers and investors, whose "laws" and "system,s" of consumption have a direct impact on the well being of economic enterprises in the market. [read post]
2 Jan 2019, 2:55 pm by MOTP
Global Enercom Mgmt., Inc., 323 S.W.3d 151, 153-54 (Tex. 2010) (per curiam). [read post]
15 Nov 2011, 8:14 am by William McGrath
These issues, and others, are discussed in greater detail after the jump.The Citigroup Litigation As discussed here, on Wednesday, October 19, 2011, the SEC announced a settlement with Citigroup's principal U.S. broker-dealer, Citigroup Global Markets, Inc., who had been charged with misleading investors about a $1 billion collateralized debt obligation ("CDO") tied to the housing market. [read post]
19 Sep 2017, 7:15 am
However, as China takes a larger role as a major defender of globalization, these reforms will be necessary to protect companies, investors, Chinese and global citizens from the possibility of fraudulent activities, and to ensure a smooth functioning of transnational markets. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
A version of this article previously was published as a Legalign Global client alert. [read post]
1 May 2020, 2:11 am by Shannon O'Hare
Such parallel debt is incurred as a security for repayment of the principal debt and is deemed to be reduced in the same proportions if and to the extent that the principal debt is repaid. [read post]
4 Apr 2023, 9:01 pm by renholding
Hypernet was a company incorporated in the Cook Islands, with its principal place of business in Palo Alto, California. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
(“Telegram”), the messaging app company that raised $1.7 billion in 2018 selling Gram tokens to investors in the largest ICO to date. [read post]
12 Oct 2011, 4:40 pm by James Hamilton
Specifically, a resident of the United States is defined to include any natural person resident in the US; any partnership, corporation or other business entity organized or incorporated under federal or state law; any estate of which any executor or administrator is a US resident; any trust of which any trustee, beneficiary or, settlor is a US resident; any agency or branch of a foreign entity located in the US; any discretionary or non-discretionary account or similar account (other… [read post]
28 Apr 2018, 9:16 pm by Chris Manes
  We serve a clientele of successful innovators and investors, including entrepreneurs selling their companies, Bitcoin traders and investors, professional actors and athletes, and global citizens able to live and work anywhere. [read post]