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20 Dec 2019, 3:02 am
Yesterday, Corp Fin added to its “CF Disclosure Guidance Topic” series with two new topics. [read post]
26 May 2008, 7:05 am
Per Regions Financial Corp. v. [read post]
26 May 2008, 11:09 am
Per Regions Financial Corp. v. [read post]
13 Jun 2017, 3:00 am
Here’s an excerpt: The article also makes clear that, if the Corp Fin Staff questions the use of a non-GAAP financial measure in the comment letter process, a public company may be able to convince the Staff that the use of a particular non-GAAP financial measure is appropriate and compliant. [read post]
29 Nov 2011, 6:51 am
Yesterday the Court heard oral argument in two cases, First American Financial Corp. v. [read post]
26 Jun 2018, 6:42 am
In April 2018, Galinsky was sanctioned by the Financial Industry Regulatory Authority (FINRA) following allegations he sent emails to prospective and current investors which were not “fair and balanced, and which failed to provide a sound basis for assessing the facts surrounding a company that was involved in a private securities offering on for assessing the offering itself. [read post]
25 Mar 2016, 1:38 pm
Just last year, Congress passed the Cybersecurity Act of 2015 and the debate over what to do about the benefits and ills of strong encryption recently pitted the FBI against smart phone maker Apple Inc., with the prospect of encryption legislation looming. [read post]
28 Mar 2017, 9:40 am
Western & Southern Fin. (3/23/17), the plaintiff, Gayle Linkletter, was offered a position with Western & Southern Financial Group. [read post]
19 Apr 2022, 1:32 pm
In the latest SPAC-related securities suits filing, electric aviation company Lilium N.V. has been sued by an investor after a short-seller published a report questioning the company’s technological and regulatory readiness, its development prospects, and its financial resources. [read post]
13 Aug 2015, 5:00 am
Utilize third party credit reporting services to confirm the prospective investor’s identity, and to gather additional financial information and credit history information to support the prospective investor’s suitability. [read post]
23 Sep 2009, 10:23 am
Pension Trust Corp.'s and U.S. [read post]
6 May 2013, 6:54 am
Bank of America will pay $500 million to settle lawsuits by investors nationwide, including the Oregon Public Employees Retirement Fund, against Countrywide Financial Corp. [read post]
3 Dec 2009, 1:32 pm
The Wall Street Journal reports today: Thomson Reuters Corp. [read post]
24 Mar 2014, 6:42 am
It will run out of funds for new awards in 2017 and is looking for ways to avoid its financial demise. [read post]
6 Aug 2012, 7:44 am
SIFMA Backs DTCC’s Rate to Replace LIBORThe US Treasury Borrowing Advisory Group of the Securities Industry and Financial Markets Association (SIFMA), an industry group, threw its support behind the Global Collateral Finance Repo Index – an overnight lending rate published by the Depository Trust and Clearing Corp (DTCC) – in the search for a rival to the tarnished LIBOR benchmark rate. [read post]
20 Apr 2015, 12:19 pm
Smith & Wesson Corp., 258 Conn. 313, 346–47, 780 A.2d 98 (2001). [read post]
15 Nov 2010, 3:51 pm
Ross Development Corp. et al, the Federal District Court for South Carolina took on the issue. [read post]
28 Jul 2011, 10:06 am
/quotes/zigman/101558/quotes/nls/yavy Add YAVY to portfolio YAVY Yadkin Valley Financial Corp [read post]
17 Sep 2009, 11:44 pm
Of stem cells, CIRM's loan program ostensibly targets firms facing a "financial valley of death. [read post]
12 Oct 2020, 4:32 am
Cayne’s overbroad demands for books and records, the co-op argued, would violate the legitimate privacy expectations of the prospective purchasers (and the other 510 Park residents whose apartments were the subject of some of Cayne’s demands) not to release their sensitive financial and personal information. [read post]
