Search for: "SEC v. Provident Securities, Inc." Results 81 - 100 of 1,174
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6 Aug 2015, 6:18 am by John Jascob
Despite this language, the Fifth Circuit in 2013 did not credit the SEC’s broader definition in Section 21F(h)(1)(A) because, the court said, the plain meaning of Exchange Act Section 21F defines "whistleblower" as a person who provides information about a possible securities violation to the SEC. [read post]
1 Mar 2013, 11:56 am by Mary Jane Wilmoth
Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. [read post]
18 Jan 2022, 12:04 am by The White Law Group
  According to SEC filings , Comrit Investments 1 LP extended a tender offer to purchase up to 18.3 million shares of CIM Real Estate Finance Trust Inc. [read post]
2 Nov 2014, 11:14 am by Richard Booth
Securities fraud is back in the Supreme Court in Omnicare, Inc. v. [read post]
7 Jun 2023, 6:47 am by Unknown
The SEC says that Coinbase's refusal to follow the rules has deprived investors of the protections to which they are entitled (SEC v. [read post]
14 Jul 2018, 6:53 am by Arina Shulga
  It is helpful, though, that the SEC is now open to receiving no-action letter requests, a response to which would provide an official SEC decision. [read post]
12 Sep 2017, 1:02 pm by Renae Lloyd
According to SEC filings, in July, Behringer Harvard Opportunity REIT II Inc. changed its name to Lightstone Value Plus Real Estate Investment Trust V Inc. [read post]