Search for: "SEC v. Sands"
Results 1 - 20
of 63
Sort by Relevance
|
Sort by Date
14 Apr 2024, 9:05 pm
The case – SEC v. [read post]
15 Feb 2024, 9:01 pm
In essence, finance sits in the middle like the neck of an hourglass whose grains of sands are money and risk. [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
5 Sep 2023, 4:21 am
Likewise, in 2022, a Brooklyn Commercial Division Justice dismissed an accounting claim based on the same grounds: failure to allege a predicate breach (see Chernomordik v Ocean Sand Dev., 2022 N.Y. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
18 Jan 2023, 10:18 am
Seminole Rock & Sand Co., 325 U.S. 410 (1945) and Auer v. [read post]
2 Jan 2023, 3:03 pm
E.g., SEC v. [read post]
10 Dec 2022, 8:11 am
Case Citation: Dreamstime.com, LLC v. [read post]
4 Nov 2022, 12:30 pm
Sec. of State: Ditto. [read post]
29 Apr 2022, 8:50 am
In his defense of the decision to withdraw, Trump argued that the United States had largely defeated IS and no longer had a reason to stay in Syria, which he described as a country of “sand and death. [read post]
28 Feb 2022, 3:42 am
Wells Fargo Advisors, LLC, Respondent (FINRA Arbitration Award) SEC Charges Former Broker for Stealing from Elderly Investors (SEC Release)SEC Charges Investment Adviser with Failing to Disclose Conflicts Arising from Mutual Fund and Account Recommendations (SEC Release)United Kingdom Citizens Indicted in Brooklyn Federal Court for Multi-Million Dollar Loan Scheme / The Defendants Allegedly Caused Investors to Invest over $99 Million in Sham Loans Purportedly… [read post]
15 Feb 2022, 7:40 am
See State v. [read post]
13 Jan 2022, 1:16 pm
Trump v. [read post]
22 Nov 2021, 7:13 am
This SEC match involves something about aquifers. [read post]
18 Mar 2019, 5:30 pm
Kisor v. [read post]
29 Jan 2019, 7:23 am
Seminole Rock & Sand Co. should be overruled, the first question in the certiorari petition and the only one the court granted. [read post]
6 May 2018, 8:22 pm
Murex Sec., Ltd., 539 F.3d 1354 (Fed. [read post]
27 Oct 2017, 2:16 am
. **** SEC Matters: SEC Adopts Amendments to Form ADV and the Books and Records Rule. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
4 Aug 2017, 10:29 am
§ 240.10b-5. [4] See Basic Inc. v. [read post]
