Search for: "SEC v. Sands" Results 21 - 40 of 63
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12 Oct 2015, 8:28 am by John Jascob
Bebo also urged the full court to skeptically view the panel’s invocation of the Supreme Court’s FTC v. [read post]
15 Mar 2013, 9:00 am by P. Andrew Torrez
 In one of a series of rulings in U.S. v. [read post]
15 Feb 2024, 9:01 pm by renholding
In essence, finance sits in the middle like the neck of an hourglass whose grains of sands are money and risk. [read post]
22 Nov 2021, 7:13 am by Josh Blackman
This SEC match involves something about aquifers. [read post]
3 Mar 2014, 6:00 am by Doug Cornelius
References: SEC v Shields 12-1438 (.pdf) (10th Circuit, February 24, 2014) SEC Prevails In Tenth Circuit by Thomas O. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
20 Feb 2014, 8:16 am by WIMS
Utility Air Regulatory Group (UTAG) v. [read post]
28 Jun 2010, 3:11 pm by Kevin LaCroix
In a June 28, 2010 decision (here), the Supreme Court issued its opinion in Free Enterprise Fund v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
. **** SEC Matters: SEC Adopts Amendments to Form ADV and the Books and Records Rule. [read post]