Search for: "SEC v. Team Resources Inc" Results 1 - 20 of 43
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3 Apr 2024, 9:01 pm by renholding
Given the stakes and the resources available to our adversaries, they have been among the most hard fought that I’ve seen in my career. [read post]
26 Jul 2023, 9:01 pm by renholding
Among others, I want to thank Mika Morse in the Chair’s office, Luna Bloom and her team in the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of General Counsel, and others throughout the Commission. [read post]
10 Apr 2023, 9:01 pm by renholding
”  The report suggests these concerns may derive from three different qualities of sustainable business information and reporting: control v. influence; quantitative v. qualitative; and historical v. forward-looking. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
Securities Litigation, 768 F.3d 1046 (9th Cir. 2014) (violations of Section 303 do not give rise to private right of action under Section 10(b) and Rule 10b-5) with Stratte-McClure v. [read post]
12 Apr 2022, 9:01 pm by Gary Gensler
The first disclosures revolved around companies’ financial performance, who runs the company, and how much of a company’s resources were dedicated to paying those executives. [read post]
11 Apr 2022, 8:08 am by Dan Bressler
And it’s in the 2017 version of that resource from the even earlier version of that session (available here, with standard caveats that often updates, edits and removals are done for a reason) includes a specific story of law firm audit letters playing a role in a DOJ matter: SEC v. [read post]
15 Feb 2022, 2:05 pm by Kevin LaCroix
[v] There, GigCapital, a Silicon Valley private equity firm, formed GigCapital 3, Inc. [read post]
7 Feb 2021, 4:53 pm by INFORRM
Research and Resources Privacy Rights and Remedies, Case Legal Studies Research Paper No. 1991, 41 Case W. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
Leisner, a Senior Member in the Trenam law firm in Tampa, found that increasingly he has been called upon to be a sounding board and resource on proposed corporate transactions. [read post]
5 Oct 2020, 10:50 am by Daniel Nathan
In a closely-watched cryptocurrency case, on September 30, the Southern District of New York ruled in favor of the SEC in SEC v. [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
That is the question that John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, examines in the following guest post. [read post]
10 Feb 2020, 7:35 am by John Jascob
SEC asking the same question, and request that their petition be held pending the decision in Liu (Team Resources Inc. v. [read post]