Search for: "Schwab YieldPlus Fund"
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21 Jul 2009, 12:30 pm
In each of the YieldPlus cases that my office is handling, the Schwab broker recommended the YieldPlus fund as a safe alternative to investing in money market funds. [read post]
8 Apr 2010, 5:45 pm
Plaintiffs say Schwab violated securities laws by telling investors it would only put up to 25 percent of the assets in its YieldPlus fund in any one industry. [read post]
9 May 2014, 9:14 am
The YieldPlus fund sustained huge losses in 2008 and Schwab paid $235 million to resolve the allegations against the firm. [read post]
3 Mar 2013, 9:18 am
This decision came after settlements of class-action lawsuits in which Schwab agreed to pay $235 million for misleading marketing of its high-interest YieldPlus money market fund between May 2006 and March 2008. [read post]
9 Aug 2008, 6:00 pm
Charles Schwab YieldPlus Funds -- Schwab YieldPlus Select, Schwab California Tax Free YieldPlus, Schwab YieldPlus: Charles Schwab has been accused of violating industry regulations and state securities laws when it allegedly mislead investors about the fund's underlying risks. [read post]
9 Aug 2008, 6:00 pm
Charles Schwab YieldPlus Funds -- Schwab YieldPlus Select, Schwab California Tax Free YieldPlus, Schwab YieldPlus: Charles Schwab has been accused of violating industry regulations and state securities laws when it allegedly mislead investors about the fund's underlying risks. [read post]
11 Jan 2010, 4:56 pm
Schwab YieldPlus Funds: This ultrashort bond fund lost 35.4% in 2008. [read post]
9 Apr 2008, 1:26 pm
State Street Global Advisors Yield Plus and Schwab YieldPlus have fallen 18% and 23%, respectively, since the start of the year. [read post]
19 Jul 2012, 6:45 am
The White Law Group continues to investigate potential FINRA arbitration claims involving Fidelity’s Ultra Short Bond Fund and Charles Schwab’s YieldPlus bond fund. [read post]
19 Jul 2012, 6:45 am
The White Law Group continues to investigate potential FINRA arbitration claims involving Fidelity’s Ultra Short Bond Fund and Charles Schwab’s YieldPlus bond fund. [read post]
10 Apr 2008, 9:32 am
Since the start of the year, State Street Global Advisors Yield Plus is down 18% and Schwab YieldPlus has fallen 23%. [read post]
30 Sep 2011, 5:00 am
The SEC’s allegations against Merk include that he made misleading statements about YieldPlus, voted to approve a plan that allowed YieldPlus to violate its concentration planning, made further misleading statements about YieldPlus in order to dissuade investors from redeeming their investments, and allowed certain Charles Schwab mutual funds to redeem their YieldPlus investments after obtaining material insider information regarding the… [read post]
21 Mar 2011, 1:25 pm
This month, contact us. [read post]
27 Mar 2013, 1:12 am
For example, March 2008, investors in the Charles Schwab YieldPlus Funds initiated a securities suit alleging violations of the federal securities laws and seeking damages; the defendants in that action included the funds’ trustees. [read post]
13 Jan 2011, 5:00 am
According to SEC charges, Charles Schwab failed to do this with its YieldPlus Fund in 2007. [read post]
28 Jan 2009, 7:56 am
Related Web Resources: Arbitration Process, FINRA Charles Schwab YieldPlus funds [read post]
16 Jul 2008, 9:25 pm
In recent months, we have filed a number of securities arbitration claims on behalf of investors involving Morgan Keegan Bond Funds, the Schwab YieldPlus Fund, and Auction Rate Securities ("ARS"). [read post]
28 Jan 2009, 2:02 pm
The pending Schwab Yield Plus class action applies to investors who purchased the Schwab Yield Plus (SWYPX and SWYSX) money market funds. [read post]
25 Jul 2008, 7:17 pm
In recent months, we have filed a number of securities arbitration claims on behalf of investors involving auction rate securities, Morgan Keegan Bond Funds, and the Schwab YieldPlus Fund. [read post]
2 Apr 2009, 11:52 am
A number of cases have been filed by unsophisticated investors who lost money that they thought was in secure and relatively low risk investments, such as Schwab YieldPlus fund, Regions Morgan Keegan Bond Funds, Lehman Brothers Structured Notes and other funds that were particularly hard hit by heavy investments in risky mortgage-backed securities that were hurt by the collapse of the sub-prime mortgate market.THE HAYES LAW FIRM, www.dhayeslaw.com 4265… [read post]
