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4 Oct 2021, 2:32 pm by Kevin LaCroix
Securities and Exchange Commission (“SEC”) recently assessed Pearson plc (“Pearson”) with a $1 million penalty for allegedly making material statements and omissions concerning its disclosure of a cybersecurity breach. [read post]
13 Jul 2021, 5:30 am by Sherron Watkins
Securities and Exchange Commission (SEC) fines and shareholder lawsuits, and get the PR crisis folks working overtime on explaining this mess to employees and shareholders. [read post]
9 Jul 2021, 7:07 am by John Jascob
The exchanges had filed a challenge to the plans 65 days after the Commission’s action, falling outside of the Exchange Act’s deadline of 60 days for challenging Commission orders. [read post]
9 Jun 2021, 8:28 am
It ought not to escape attention that the Senate passage of the bull tool place the day after the CECC issued a public statement condemning Apple's operations in China as in contravention of the moral position and the political principles of the United States (Public Pressure on Private Conduct in Defense of Liberal Democratic Values: Congressional-Executive Commission on China Chairs Issue Statement about Forced Labor in Apple’s Supply Chain in Xinjiang). [read post]
14 May 2021, 7:51 am by Kristian Soltes
The Commerce Commission will also be given powers to regulate and monitor the retail payments system. [read post]
16 Apr 2021, 8:43 am by Kristian Soltes
A National Security Council spokeswoman did not reply to a request for comment. . . . [read post]
10 Feb 2021, 10:55 am by Evan Schwartz
Securities and Exchange Commission to settle allegations that it made misleading disclosures last spring about the impact of the pandemic on its business operations and finances. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
  I have set out below the Top Ten D&O Stories of 2020, with a focus on the future implications. [read post]
22 Dec 2020, 9:43 am by CFM Admin
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
25 Oct 2020, 5:46 pm by INFORRM
  The top rated country is Denmark with the UK at number 31 and North Korea as the worst country in the world for freedom of expression. [read post]
22 Oct 2020, 9:00 am by Adam Novick
Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), U.S. [read post]
22 Oct 2020, 7:22 am by Jason Rantanen
Securities and Exchange Commission (first reported by IAM) that on September 29, it filed for an anti-anti-suit injunction (AASI) in the Delhi High Court to prevent Xiaomi from enforcing its Chinese ASI. [read post]