Search for: "Securities And Exchange Commission v. Davis"
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9 Aug 2019, 3:00 am
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
1 Aug 2019, 11:54 am
Supreme Court’s March 2018 decision in Cyan, Inc. v. [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
18 Apr 2019, 3:00 am
Securities and Exchange Commission level, with certain institutional investors agitating for additional ESG disclosure requirements. [read post]
12 Apr 2019, 6:20 am
Securities and Exchange Commission, on Tuesday, April 9, 2019 Tags: Human capital, Investor protection, SEC, SEC rulemaking, Securities enforcement, Securities regulation Encouraging Smaller Entrants to Our Capital Markets Posted by Elad L. [read post]
11 Feb 2019, 12:05 pm
Davis (April 22): Whether federal courts have the power to review federal employment discrimination claims if the employee did not first file a charge with the Equal Employment Opportunity Commission Mitchell v. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
21 Oct 2018, 4:59 pm
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Monday, October 1, 2018 Tags: Elon Musk, Misconduct, Rule 10b-5, SEC enforcement, Securities enforcement, Securities fraud, Settlements, Tesla A Tale of Two Earnouts Posted by Gail Weinstein, Brian T. [read post]
21 Sep 2018, 6:10 am
Daniel O’Connor, Daniel V. [read post]
10 Sep 2018, 10:17 am
E.g., Davis at 187 tbl.1; see also Dist. [read post]
24 Aug 2018, 4:32 am
” Briefly: For The Wall Street Journal, Gabriel Rubin reports that “[t]he Securities and Exchange Commission said it plans to rehear dozens of cases that were pending before its in-house administrative-law judges, following a June Supreme Court ruling[, in Lucia v. [read post]
13 Aug 2018, 6:31 am
On June 28, 2018, the Securities and Exchange Commission (“SEC”) voted to propose amendments to the rules governing its whistleblower program. [read post]
3 Aug 2018, 6:10 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Monday, July 30, 2018 Tags: Broker-dealers, Exchange Act, Investment banking, Janus Capital v. [read post]
15 Jul 2018, 4:05 pm
On 11 July 2018 Nicola Davies J heard an application in the case of Piepenbrock v London School of Economics. [read post]
2 Jul 2018, 11:38 am
Bennett (2011); and Davis v. [read post]
21 Jun 2018, 2:06 pm
Securities and Exchange Commission. [read post]
4 May 2018, 6:01 am
Securities and Exchange Commission, on Friday, April 27, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity offerings, IPOs, Private firms, SEC, Securities regulation, Small firms, Underpricing, Underwriting Which Antitakover Provisions Matter? [read post]
26 Feb 2018, 4:32 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
