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7 Nov 2023, 10:09 am
National Security, Pharmaceuticals, and Judicial Exceptions: Legislation That Affects Your Business November 7, 2023 | By: Anna Kinney and Daniel Finnegan National Security Does your business employ foreign nationals or work with a state-owned enterprise? [read post]
3 Sep 2020, 6:43 am
By Jay Fishman, J.D.A panel at this year’s fall conference of the North American Securities Administrators Association, Inc. [read post]
31 Aug 2020, 3:00 pm
Amtrust Financial Services Inc. in the U.S. [read post]
1 Oct 2007, 10:36 am
(Groz, Marc M., Forbes Guide to the Markets: Becoming a Savvy Investor, at pg. 149, John Wiley & Sons, Inc., 1999). [read post]
25 Feb 2016, 9:56 am
Carfang of Treasury Strategies, Inc. [read post]
30 Aug 2015, 9:49 pm
This is consistent with a report by the National Association of Corporate Directors, the American International Group and the Internet Security Alliance which concludes that it is imperative to approach cybersecurity as an enterprise-wide risk management issue, not just an IT issue. [read post]
6 Jul 2015, 5:08 pm
As discussed here, In addition to Petrobras, Chemical & Mining Company of Chile, Inc. [read post]
4 Mar 2020, 2:18 pm
This was true even if its securities were being traded by others as American Depository Receipts (ADRs) on over-the-counter markets in the US. [read post]
13 Nov 2019, 6:24 am
In the view of Sara Hanks, CEO, Crowd Check, Inc., it is just too hard for small companies to go public, given information and filing requirements. [read post]
7 Mar 2019, 8:12 pm
These concerns are amplified because most Chinese companies are controlled or dominated by arms of the Chinese State injecting a strong element of potential non-financially motivated investment—that is, the transfer of sensitive information and technology:13Intelligence agencies in both Canada and the USA have warned that companies owned or partly owned by the Chinese government are not merely profit-seeking operations; they are also prone to passing on information or technology to… [read post]
21 Oct 2015, 1:26 pm
The case, RJR Nabisco, Inc. v. [read post]
24 Sep 2009, 7:49 am
"Some supporters of the report include AFC Enterprises, Albemarle Corp., AT&T Inc., the California State Teachers' Retirement System, Cisco Systems Inc., Hewlett-Packard CO., NASDAQ OMX Group Inc., Securities Industry and Financial Markets Association and Tyco International Ltd. [read post]
3 Apr 2018, 10:32 am
They decide to start a home remodeling business, “Home Designs, Inc. [read post]
21 Jun 2023, 1:15 pm
Enbridge Energy Company, Inc. [read post]
10 Dec 2014, 4:37 am
First, on November 30, 2014, plaintiff security holders filed a securities class action lawsuit in the Southern District of Texas against Cobalt International Energy, Inc., certain of its directors and officers, certain investment firms that allegedly controlled the company, and its offering underwriters. [read post]
23 Sep 2013, 12:50 pm
Arnold, First American Service Transmittals, Inc., Joseph Almazon, and Spartan Capital PartnersCase number: 11-cv-08323 (United States District Court for the Southern District of New York)Case filed: November 17, 2011Qualifying Judgment/Order: July 31, 2013 09/20/2013 12/19/2013 2013-82 SEC v. [read post]
12 Aug 2022, 6:34 am
” “Some of the deals Kirkland has invested in alongside clients include taking stakes in Blackstone Inc. [read post]
2 Jul 2009, 12:30 pm
Friedman & Co, Inc. [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
14 Nov 2021, 8:56 pm
The term “security” includes an “investment contract,” which “exists when there is the investment of money in a common enterprise with a reasonable expectation of profits to be derived from the efforts of others. [read post]
