Search for: "Software Brokers of America Inc."
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15 Nov 2023, 6:26 am
Goldman admitted the findings in the SEC’s order and paid a $6 million civil penalty to resolve the SEC’s charges; The SEC charged broker-dealer Citadel Securities LLC with violating a provision of Regulation SHO that requires broker-dealers to mark sale orders as long, short, or short exempt. [read post]
14 Nov 2023, 9:01 pm
Goldman admitted the findings in the SEC’s order and paid a $6 million civil penalty to resolve the SEC’s charges; The SEC charged broker-dealer Citadel Securities LLC with violating a provision of Regulation SHO that requires broker-dealers to mark sale orders as long, short, or short exempt. [read post]
13 Feb 2023, 7:28 am
The combined 18 discussion drafts underlying the two hearings would address a variety of issues, including accredited investors, crowdfunding, micro-offerings, venture capital funds, Regulation A, and broker-dealers who function as private placement brokers and finders. [read post]
27 Jan 2023, 9:36 am
The FTC recently filed a lawsuit against data broker Kochava Inc. for selling geolocation data from millions of mobile devices. [read post]
12 Aug 2022, 6:34 am
” “Some of the deals Kirkland has invested in alongside clients include taking stakes in Blackstone Inc. [read post]
11 Nov 2021, 2:07 pm
Mezrahi is co-founder and CEO of SAR, a securities class action data analytics and software company. [read post]
6 May 2019, 12:26 pm
Recall that under §18(d)(1) of the America Invents Act (Pub. [read post]
17 Dec 2018, 3:14 pm
Specifically, the SEC alleged that Mayweather failed to disclose promotional payments from three ICO issuers, including $100,000 from Centra Tech, Inc. [read post]
15 Oct 2018, 7:05 am
Back in March 2008, Apple released a software development kit for third party developers in order to create approved apps for use on the iPhone. [read post]
13 Jun 2018, 11:30 pm
Apr 19, 2018) Norcia v Samsung Telecommunications America, LLC 845 F.3d 1279 (9th.Cir.2017) Tabet c. [read post]
18 Apr 2018, 9:13 am
” * The Guardian: Man convicted of theft in 1976 cleared after Googling his arresting officer * Broker Genius, Inc. v. [read post]
11 Dec 2017, 2:27 pm
[i] Pitchbook Data, Inc. [read post]
26 Sep 2017, 9:01 pm
(Morningstar) and two subsidiaries of Prudential Financial Inc (Prudential). [read post]
13 Jan 2016, 5:05 pm
John Reed Stark David Fontaine In this day and age, the members of the boards of directors of most companies understand that cybersecurity issues are both important and should be a board-level priority. [read post]
10 Dec 2015, 8:36 am
Dental device manufacturer Sun Dental Holdings is notable because it is using a registered broker-dealer placement agent to conduct its offering. [read post]
3 Jul 2014, 4:13 am
The answer to these questions is: consult your insurance broker or qualified independent risk management consultant, read your policy provisions, then go back to the broker/consultant, again. [read post]
9 Jul 2012, 4:21 pm
For example, in America Online, Inc. v. [read post]
27 Jun 2012, 3:58 pm
Originally called Sun Microsystems Inc v M-Tech Data Ltd and another (noted by the IPKat here), the case of Oracle America Inc (formerly Sun Microsystems Inc) v M-Tech Data Ltd and Lichtenstein was marked out by the IPKat as a thunderously bad decision when the Court of Appeal reversed the decision of Kitchin J at [2010] EWCA Civ 997. [read post]
19 Apr 2012, 12:27 pm
America Online, Inc. v. [read post]
22 Mar 2012, 8:00 am
" "Without Chemical Trade Secrets, Innovation in America Could Become a Spy Game" notes the blog American Chemistry Matters. [read post]
