Search for: "Stanford Capital Management LLC" Results 21 - 40 of 95
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17 Feb 2016, 9:20 am by Dennis Crouch
Eligibility Challenges: Retirement Capital Access Management Company, LLC v. [read post]
1 Nov 2011, 5:05 am by Hedge Fund Lawyer
” “Few law firms with hedge fund practices have the necessary ’40 Act expertise to advise on the unique regulatory and structural requirements of alternative mutual funds,” said Darren Day, Managing Director at Concept Capital Markets, LLC, a prime brokerage firm which services alternative mutual funds. [read post]
24 Aug 2018, 6:06 am
Aguilera (Northeastern University) and Ilir Haxhi (University of Amsterdam), on Tuesday, August 21, 2018 Tags: Boards of Directors, Brazil, China, Emerging markets, India, International governance, Management, Ownership, Russia, Securities regulation Dual-Class Index Exclusion Posted by Andrew Winden (Stanford University) and Andrew Baker (Stanford University), on Wednesday, August 22, 2018 … [read post]
7 Jun 2022, 3:50 am by David Lynn
Roye, Retired, Former Senior Vice President and Senior Counsel, Fund Business Management Group, Capital Research and Management Company Brian L. [read post]
31 Oct 2011, 1:55 pm
In addition, allegedly fraudulent private deals orchestrated by Medical Capital Holdings Inc. and Provident Asset Management LLC seem to have taken down a number of independent broker-dealers. [read post]
1 Jun 2018, 6:07 am
Milhaupt (Stanford Law School), on Tuesday, May 29, 2018 Tags: Acquisitions, China, Cross-border transactions, Incentives, International governance, Mergers & acquisitions, State control Directors’ Notes: A Trap for the Unwary? [read post]
20 Nov 2020, 6:00 am
Securities and Exchange Commission, on Thursday, November 19, 2020 Tags: Compliance and disclosure interpretation, Disclosure, Investment advisers, Investor protection, Retail investors, SEC, SEC enforcement, Securities enforcement, Securities fraud, Whistleblowers A Sober Look at SPACs Posted by Michael Klausner (Stanford University), Michael Ohlrogge (NYU), and Emily Ruan (Stanford University), on Thursday, November… [read post]
5 Apr 2021, 6:23 am by Staff Attorney
”  The DOJ indicted David Gentile, the founder of GPB, Jeffry Schneider, the owner and CEO of Ascendant Capital LLC, and Jeffrey Lash, a former managing partner of GPB relating to the fraud. [read post]
21 May 2021, 5:54 am
Larcker (Stanford University), and Courtney Yu (Equilar, Inc.), on Tuesday, May 18, 2021 Tags: Compensation disclosure, Compensation ratios, Decision making, Diversity, Equity-based compensation, ESG, Executive Compensation, Human capital, Labor markets, Management, Stakeholders Keynote Address by Commissioner Crenshaw on Minding the Data Gaps Posted by Caroline Crenshaw, U.S. [read post]
25 Apr 2015, 4:22 am by The Public Employment Law Press
He previously served as Managing Principal of Boone Consulting and, prior, was President and Founder of Pride Properties, LLC, owning a portfolio of rental and company-financed properties in the Mid South. [read post]
9 Oct 2009, 5:58 am
Douglas Weaver Professor of Business Law, Harvard Business School Daniel Summerfield Co-Head of Responsible Investment Universities Superannuation Scheme Greg Taxin Managing Director, Spotlight Capital Management, LLC Founder and Former CEO, Glass, Lewis & Co. [read post]
19 Aug 2016, 6:16 am
Gilson, Stanford Law School, Columbia Law School, and ECGI, on Wednesday, August 17, 2016 Tags: Agency model, Corporate forms, Corporate governance, Decision making, Fiduciary duties, Legal systems, Long-Term value, Securities regulation, Shareholder rights, Short-termism, Stakeholders CEO Pay-For-Performance Posted by Ira Kay, Pay Governance LLC, on Wednesday, August 17, 2016 Tags: Agency model, Equity-based compensation, Executive Compensation, Incentives,… [read post]
26 Aug 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 26, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 19-25, 2022. 2021: The Year of CFO Turnover and Strides in Gender Diversity Posted by Jenna Fisher, Jim Lawson, and Rose Mistri-Somers, Russell Reynolds Associates, on Friday, August 19, 2022 Tags: CFOs, Diversity, ESG, Executive… [read post]
26 Aug 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 26, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 19-25, 2022. 2021: The Year of CFO Turnover and Strides in Gender Diversity Posted by Jenna Fisher, Jim Lawson, and Rose Mistri-Somers, Russell Reynolds Associates, on Friday, August 19, 2022 Tags: CFOs, Diversity, ESG, Executive… [read post]
Securities and Exchange Commission), Jeffrey Gordon (Columbia Law School), Edward Greene (Cleary Gottlieb Steen & Hamilton LLP), Joseph Grundfest (Stanford Law School), Howell Jackson (Harvard Law School), Roy Katzovicz (Pershing Square Capital Management, L.P.), Stephen Lamb (Paul, Weiss, Rifkind, Wharton & Garrison LLP), Mark Lebovitch (Bernstein Litowitz Berger & Grossmann LLP), Lance Lindblom (The Nathan Cummings Foundation), Simon Lorne (Millennium… [read post]
23 Nov 2010, 5:00 am by J Robert Brown Jr.
  He received an M.B.A. from the Stanford Graduate School of Business and a B.S. in Mathematics from the University of Notre Dame. [read post]
29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
8 Feb 2019, 6:04 am
Fried (Harvard Law School) and Matthew Schoenfeld (Burford Capital), on Monday, February 4, 2019 Tags: Cayman Islands, China, Controlling shareholders, Cross-border transactions, Fairness review, Foreign firms, Going private, International governance, Investor protection, IPOs, Minority shareholders, Tech companies, Unicorns Internal Forecasts and M&A Posted by Paul M. [read post]