Search for: "Stanley A. James"
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9 Jul 2018, 12:37 pm
Synergy Investment Group, LLC Michael James McGraw Morgan Stanley Wells Fargo Advisors, LLC Curtis Dean Milakovich Kovack Securities Inc. [read post]
21 Jul 2014, 6:22 am
We have LeBron James coming home, the Republican National Convention, and something almost as exciting: thoughts about ESOPs! [read post]
22 Nov 2014, 1:05 am
It was telephonic, and involved the examiner and attorney James Klobucar. [read post]
3 Jan 2014, 9:07 am
It's all a bit James Bond, a bit shark-tank-in-an-underground-bunker. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
22 Apr 2024, 12:35 pm
Raymond James & Associates, Inc. [read post]
13 Jan 2009, 4:09 am
Tim Stanley, Carl Malamud, and the the team at Altlaw.org are tenacious, creative and on a mission. [read post]
5 Oct 2009, 5:04 pm
The brokerage firms who have agreed to participate in the pilot program are: Ameriprise Financial Services Charles Schwab Chase Investment Services Citigroup Global Markets Edward Jones Fidelity Brokerage Services LPL Financial Merrill Lynch Morgan Stanley Smith Barney Oppenheimer Raymond James TD Ameritrade UBS Financial Services Wells Fargo Advisors / Wachovia Securities Each of the above firms has committed to participate in a limited number of cases under the program on a… [read post]
17 Apr 2010, 10:49 am
As they approached the intersection, a vehicle driven by Stanley D. [read post]
20 Aug 2007, 6:59 pm
And more here from Bloomberg architecture critic James S. [read post]
3 Mar 2010, 7:09 am
” James Dean would have made the list had he lived longer. [read post]
28 Dec 2020, 6:49 am
” When Morgan Stanley didn’t seem willing to fix the problem, our client decided to file a whistleblower complaint with the help of Silver Law Group and James Sallah. [read post]
4 Sep 2013, 4:30 am
OCTOBER 22.Mariano-Florentino Cuéllar, Stanley Morrison Professor of Law, Stanford University“Administrative War”OCTOBER 29.Gary Gerstle, James G. [read post]
19 Oct 2011, 5:32 am
Stanley R. [read post]
4 Mar 2020, 5:21 am
Stanley Bujnoch, Life Estate, et al. asked whether an enforceable easement had been established by email. [read post]
13 May 2021, 2:35 pm
Scott Silver and James Sallah frequently collaborate on cases and recently represented an SEC whistleblower who received a $1.8 million award for reporting misconduct at Morgan Stanley and Citigroup that caused investors to suffer losses. [read post]
12 Nov 2013, 6:12 am
Tallant has been a registered representative with Morgan Stanley from 2005 through July 2013. [read post]
14 Apr 2008, 9:02 am
Overall, the level of dissent at Morgan Stanley was less than at last year's meeting. [read post]
25 Aug 2020, 2:14 pm
“In addition to failing to get permission from customers in writing, Woitkoski never requested or obtained approval from Raymond James. [read post]
4 May 2018, 2:20 pm
Surrogate Mella ruled in James’s favor, and directed Cunney and Morgan Stanley to turn over to James, as administrator of Decedent’s estate, the proceeds of the IRAs (id. at 8). [read post]
