Search for: "State v Demaio"
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17 Dec 2009, 11:10 pm
In State of North Carolina v. [read post]
19 May 2023, 2:19 pm
As stated by Gene DeMaio (EVP, Options Regulation Section of FINRA’s Market Regulation Department), CAT has been a “game changer” particularly for option regulation because it provides FINRA with data points not previously available under the COATS reporting regime, and thus, the industry should expect more streamlined and targeted options-related investigations. [read post]
27 Jul 2015, 1:22 pm
Demaio, 216 N.C. [read post]
12 Sep 2016, 7:30 am
” Citing DeMaio v DiNapoli, 137 AD3d 1545, the Appellate Division ruled that such a deficiency constituted an error of law and required annulment of the Comptroller’s determination. [read post]
24 Aug 2015, 9:07 am
State v. [read post]
9 Oct 2019, 7:00 am
• Thomas V. [read post]
9 Oct 2019, 7:00 am
• Thomas V. [read post]
17 Aug 2009, 10:44 am
(Franklin, MA; John Mcdonough, President) Bay State Network, Inc. [read post]
