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How Far Does Section 10(b) Reach? The Second Circuit Says That A Domestic Transaction Is Necessary, But Not Sufficient, To Invoke U.S. Securities Laws
26 Aug 2014, 2:10 pm by Kevin Askew
In a long-awaited opinion issued on August 15 in Parkcentral v. [read post]
Securities Litigation and Regulatory Enforcement Blog - http://blogs.orrick.com/securities-litigation/
Second Circuit Holds That Issuer’s Alleged Statements Concerning Its Regulatory Compliance Efforts Do Not Constitute Material Misstatements
12 Mar 2019, 3:22 pm by John Stigi
In Singh v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
How to Reestablish the Authority of Corporate Law in the Shareholder Proposal Process
11 Mar 2024, 9:01 pm by renholding
  In Trinity Wall St. v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Back to the Future of U.S. Securities Regulation
13 Feb 2023, 9:05 pm by Mary Moynihan
A political war is brewing over the future of American corporate and securities laws. [read post]
RegBlog - https://www.theregreview.org/
SEC signals strong scrutiny of reverse mergers to Delaware Chancery
16 Nov 2021, 6:08 am by John Jascob
On a parting note, the letter stated that any offer or registration of securities by a revived Forum would be subject to the registration and antifraud provisions of the federal securities laws, including the private rights of action provided by Sections 11 and 12 of the Securities Act.This is Docket No. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
From the Pages of The Pomerantz Monitor: Defendants Escape Liability for Failing to Detect, and Stop, Massive Frauds at Refco and AIG
18 Jan 2011, 8:34 am by Carolyn Moskowitz
  Recently, in Kirschner v. [read post]
pomtalk - http://www.pomtalk.com/pomtalk/
Second Circuit Reverses Class Certification Order, Holding That a Clearing Broker's Alleged Knowledge of Fraud Against Shareholders, Absence Direct Involvement, Is Insufficient to Create a Duty of Disclosure
27 Mar 2013, 10:18 am
In Levitt v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Weekly Roundup: January 29-February 4, 2021
5 Feb 2021, 6:01 am
Silk, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Reliance Requirement Hampers Enforcement, NASAA Argues
9 Oct 2011, 2:06 pm by John Jascob
Oregon State Treasurer v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Corporate Finance Director Provides Guidance on Digital Assets
5 Jul 2018, 8:27 pm by Kevin LaCroix
In a particularly interesting aspect of his speech, Hinman stated that a network may become sufficiently decentralized that the information asymmetries “recede” and investors no longer expect a third party to carry out managerial efforts with respect to the network. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC v. Garber: Judge Orders Production of Individual Tax Returns
4 Jul 2014, 5:00 am by Aaron Witucky
In SEC v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/
Set the Controls for the Heart of the Sun: ONCA Allows Securities Act Claims Against Foreign-Listed Issuers in Canadian Solar
10 Apr 2012, 11:07 am by Brandon Kain
First, the approach taken in Canadian Solar stands in sharp contrast to the one taken by the United States Supreme Court in Morrison v. [read post]
Canadian Appeals Monitor - http://www.canadianappeals.com
AmEx had no duty to update investors about contract negotiations
14 May 2019, 5:00 am by John Jascob
No reasonable investor could interpret the statements as denying the existence of renewal negotiations. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
14th Annual Review of Key Delaware Corporate and Commercial Decisions
2 Jan 2019, 7:16 pm by Francis Pileggi
Georgetown Basho Investors, 2018 Del. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
The Legal Intelligencer: Emerging ‘Securities’ Litigation in Cryptocurrency
10 Jul 2023, 8:26 am by Edward T. Kang and Kandis Kovalsky
The SEC believes the vast majority of cryptocurrencies are securities based on the Howey test, the framework used to determine if an asset is a security articulated in SEC v. [read post]
Kang Haggerty Firm News. - https://www.khflaw.com/news/
Chapter 6 (Law Articulated by Regulatory Agencies: The Administrative Function): From "Elements of Law" to "Introduction to the Law and Legal System of the United States"--Building an Introductory Course to the Legal Curriculum for the 21st Century
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
An analysis of complex M&A, shareholder activism, corporate governance issues and the Trump effect
13 Dec 2024, 8:36 am by Viktor Hohlacov
Riot Platforms, Inc. v Bitfarms Ltd. [read post]
Special Situations Law - http://www.specialsituationslaw.com/
Delaware cedes to California on deciding plaintiff’s fraud claim
1 Feb 2021, 6:15 am by John Jascob
By Jay Fishman, J.D.The Delaware Court of Chancery denied the defendants’ motion to have Delaware deemed the choice of law for deciding the plaintiff investor’s fraud claim under the California Securities Act. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
A Closer Look at Life Sciences Companies and Securities Litigation
21 Mar 2012, 1:22 am by Kevin LaCroix
Supreme Court issued its opinion in Matrixx Initiatives v. [read post]
The D & O Diary - http://www.dandodiary.com/
Ninth Circuit Affirms Dismissal of Securities Fraud Complaint Where Alleged Misrepresentations and Omissions in Tender Offer Documents Were Immaterial
3 Mar 2009, 11:06 am
In Rubke v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/