Search for: "TEXAS PROVIDENCE INVESTMENTS"
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20 May 2015, 10:30 am
The post Unanimous SCOTUS decision in Tibble holds ERISA fiduciaries must continuously monitor 401k investment choices appeared first on The Kielich Law Firm - Bedford, Texas. [read post]
20 Jan 2011, 1:02 pm
The "EFD System" would be the Electronic Form D system provided by the North American Securities Administrators Association (NASAA) to be used for electronic filing of Form D with the Texas Securities Commissioner. [read post]
7 Aug 2018, 6:00 am
Subsequently, EnCap provided investment advisory services for compensation to a number of retirement funds managed by the office of the Governor of Texas and the office of the Treasurer of Indiana. [read post]
14 Apr 2020, 6:55 am
Brokers selling these products are paid additional commission in order to hype these inferior quality investments providing a perverse incentives to create an artificial market for the investments. [read post]
15 Jun 2023, 1:23 pm
According the Texas legislature, insurance companies are under pressure to stop providing coverage to the fossil fuel industry. [read post]
28 Nov 2018, 6:00 am
The five states with the most state-registered investment advisers are California (2,998), Texas (1,279), Florida (1,099), New York (876), and Illinois (778). [read post]
23 Mar 2017, 12:55 pm
Galvin ordered Investment Professional, Inc., (IPI) a broker-dealer based in San Antonio, Texas, to pay the fine and also to offer restitution to four senior clients. [read post]
10 Nov 2012, 1:35 pm
District Court for the Southern District of Texas has decided not to overturn the $100,000 arbitration award that investment adviser representative Robert Thompson has been ordered to pay in a fee division dispute. [read post]
28 Mar 2014, 11:51 am
“We are pleased to add a fourth college to the grant program this year, as it means more Texas employees are receiving free safety training, and workplace safety education is always a sound investment,” added Woody Hill, vice president of safety services at Texas Mutual. [read post]
23 Mar 2022, 6:36 am
It provides investors with an opportunity to attempt to recoup their investment losses and is an alternative to filing such claims in court. [read post]
20 Oct 2011, 7:17 am
District Court for the Northern District of Texas. [read post]
18 Jan 2012, 10:06 pm
Coquina Investments is located in Corpus Christi, Texas. [read post]
17 Mar 2015, 11:30 am
The post 5 Key Retirement Plan Issues in a Texas Divorce appeared first on The Kielich Law Firm - Bedford, Texas. [read post]
3 Feb 2023, 1:27 pm
” The Socially Conscious Investing Rule provides guidance related to the fiduciary duties of both prudence and loyalty, as applicable to the selection of plan investments. [read post]
12 Jul 2013, 10:42 am
” The $100 million for this new investment was provided by Ridgemont Equity Partners of North Carolina and Post Oak Energy Capital of Houston. [read post]
2 Jan 2018, 3:13 am
Texas State Securities Board Revokes Adviser License for Refusal to Provide Emails (Texas State Securities Board Disciplinary Order IC17-REV-01)https://www.ssb.texas.gov/sites/default/files/Jackson_Rev_Order_12292017.pdf During an inspection by the Texas State Securities Board staff pursuant to an investigation into whether David Jackson was soliciting individuals via email to invest in private securities offerings, he allegedly refused to… [read post]
6 Aug 2014, 10:43 am
The state is providing about $15 million in funds to support spaceport development, although the release notes that construction will involve “$85 million in capital investment,” presumably from SpaceX. [read post]
7 Jul 2009, 8:34 am
It is alleged by the Securities and Exchange Commission (SEC) that Provident Royalties, LLC, a Dallas, Texas based company owned and controlled by Paul R. [read post]
12 Apr 2016, 3:50 pm
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
12 Apr 2016, 3:50 pm
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
