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22 Apr 2024, 1:11 pm
For example, in In re GoHealth, Inc. [read post]
22 Apr 2024, 9:34 am
In 2007, the Overseas Shipholding Group Inc (OSG) case illustrated the significance of whistleblowers disclosing high seas crimes that lead to successful prosecution. [read post]
21 Apr 2024, 5:00 pm
Fiduciaries of health and welfare benefit plans that fund benefits through a trust have an additional duty to diversify plan investments. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
18 Apr 2024, 7:37 am
Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
15 Apr 2024, 9:01 pm
Two federal district courts recently upheld decisions by the Federal Reserve Bank of Kansas City (FRBKC) and the Federal Reserve Bank of San Francisco (FRBSF) to deny master account applications from Custodia Bank (Custodia) and PayServices Bank (PayServices). [read post]
15 Apr 2024, 6:48 am
Groups challenging the rule, led by the US Chamber of Commerce, downplayed the impact the litigation would have on those issuers and said that recusal in such cases would lead to ‘an unworkable system.'” “Fifth Circuit Judge Don Willett, one of the judges presiding over the case, has disclosed owning stock in Citigroup Inc., which he said amounts to roughly $2,000 in his child’s education savings account. [read post]
9 Apr 2024, 2:41 pm
Lyft Inc., UI Dec. [read post]
5 Apr 2024, 6:00 am
The group obtained documents shared with Bloomberg Law showing the increase. [read post]
3 Apr 2024, 9:03 pm
A fund sponsor might receive dozens of comments on a filing for a fund when the only distinction from an existing fund is the asset class in which it invests. [read post]
2 Apr 2024, 9:01 pm
Activision Blizzard, Inc., 2024 WL 863290 (Del. [read post]
1 Apr 2024, 7:16 am
(CRD# 15840) of El Segundo, CA, and WMA Securities, Inc. [read post]
29 Mar 2024, 11:30 am
, Nampa Charter School, Inc. v. [read post]
29 Mar 2024, 8:58 am
American Booksellers Ass'n, Inc., 484 U.S. 383 (1988) The Humanitarian Law Project had standing to challenge a federal law that criminalized "knowingly provid[ing] material support to a foreign terrorist organization" because it had provided funds to groups designated as terrorist organizations prior to the law's enactment, and it stated its intention to keep doing so. [read post]
29 Mar 2024, 4:00 am
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
28 Mar 2024, 10:36 am
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
27 Mar 2024, 5:53 am
As part of an alleged “catch and kill” scheme orchestrated by Trump with his fixer Michael Cohen, American Media, Inc. [read post]
26 Mar 2024, 2:38 am
Following the decision of the House of Lords, in Macmillan Inc v. [read post]
21 Mar 2024, 12:18 pm
Women’s History Week soon spread across the country as other communities and groups began hosting their own celebrations. [read post]
21 Mar 2024, 8:51 am
Digital Licensing Inc., 2024 WL 1157832 (D. [read post]
