Search for: "THE PRUDENTIAL SERIES FUND"
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8 Oct 2020, 6:06 pm
Australian Prudential Regulation Authority (APRA) publishes data on the temporary early release of superannuation scheme APRA has continued to publish weekly data at both an industry and fund level on the temporary COVID-19 superannuation Early Release Scheme. [read post]
7 Feb 2019, 9:01 pm
In a series of columns, we consider some key aspects of one of the major pending lawsuits. [read post]
16 Jun 2017, 4:43 am
Repeal the CFPB’s supervisory authority, with bank supervisory authority limited to the prudential regulators and supervision of nonbanks limited to state regulators. [read post]
1 Apr 2021, 11:30 am
It urged closing all CIs and suggested prudential measures for universities that refused to do so. [read post]
11 Feb 2020, 7:16 pm
Pause lifted on admission of managed funds with internal market makers On 11 December 2019 ASIC concluded its review of internal market making practices of non-transparent actively managed funds which are traded on exchange markets. [read post]
18 May 2011, 9:37 am
Dan Abrams, legal analyst for ABC News, will be the featured speaker.The following is a complete list of winners with a short description of their work:MAGAZINESSilver GavelProfiting from Fallen SoldiersBloomberg MarketsNew YorkDavid Evans, Senior Writer“Fallen Soldiers’ Families Denied Cash as Insurers Profit” http://www.bloomberg.com/news/2010-07-28/fallen-soldiers-families-denied-cash-payout-as-life-insurers-boost-profit.html“Veterans Agency Made Secret Deal Over… [read post]
14 Jul 2015, 5:31 pm
SS a 1/3 transfer-on-death beneficiary along with the Decedent's two children; a Prudential Whole Life Insurance Policy for which Mrs. [read post]
25 Feb 2014, 6:05 am
S2KM looked at some of the related issues in a three-part 2013 blog series titled "Growing the Primary Market" Part 1 - Daniel Durbin's survey of primary market leaders. [read post]
11 Oct 2017, 2:31 am
Following the reports published on crowdfunding, virtual currencies and big data, the EBA recently issued a broad ranging report on financial technologies, presenting the results of a mapping exercise on innovative firms and their lines of activities and suggesting further work in a number of areas from authorisation and sandbox regimes, to prudential risks and consumer protection issues; in the lights of the decision of the UK to withdraw from the EU, the EBA has identified a… [read post]
27 Jul 2018, 9:15 am
Crawford asked if Giancarlo would support an initiative, possibly jointly with the NFA, to authorize a Series 3a brokerage hedge exemption tailored for end users in the agriculture space. [read post]
20 Apr 2015, 4:09 pm
The BIS global liquidity indicators Balance sheet structure indicators and the financial cycle Sessions 3A and 4A: The use of sample surveys – The use of sample surveys to support monetary and financial stability analysis: an overview of the Central Bank of Nigeria Demystifying output gap pressure through surveys in a monetary analysis setting: an experimental perspective Results of a survey on inflation outlook of firms in the Bank of Japan’s “Short-term economic survey of… [read post]
23 May 2014, 12:38 am
In March 2012, Bordbar is accused of making a series of transactions under $10,000 through a bank to avoid having the bank file reports of the transaction. [read post]
1 Nov 2023, 2:40 pm
FSMA authorisation process for regulated cryptoasset activities The new FSMA authorisation process will be broader than the current registration process under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR), requiring further assessment of aspects of regulatory compliance not previously assessed. [read post]
13 Nov 2020, 6:14 am
The report recommends that stress testing be conducted under various climate scenarios, and consideration should be given to how to use existing frameworks by prudential regulators and market regulators. [read post]
18 Jan 2018, 11:00 am
To argue in favor of raiding Arab Bank would require making the case that doing so would be likely (among other political, strategic, moral, and prudential considerations) to reduce the bloodshed. [read post]
17 Jun 2010, 2:00 am
Prudential Prop. [read post]
12 Dec 2013, 4:00 pm
S2KM looked at some of the related issues in a three-part 2013 blog series titled "Growing the Primary Market" Part 1 - Daniel Durbin's survey of primary market leaders. [read post]
3 Feb 2010, 6:24 am
An earlier working paper issued by the Program, “Regulating Bankers’ Pay” by Lucian Bebchuk and Holger Spamann, advocated making prudential regulation tighter for financial firms whose compensation arrangements encourage risk-taking, as the FDIC is now proposing; this paper is available here. [read post]
28 Apr 2022, 5:04 pm
Such reporting events include when the adviser or reporting fund experiences a “significant disruption or degradation” of the reporting fund’s “key operations,” which could include cybersecurity events. [read post]
31 Jul 2009, 12:37 pm
Accordingly, it is important that the Boards continue their consultation with prudential regulators. 1.7. [read post]
