Search for: "THE PRUDENTIAL SERIES FUND"
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6 Mar 2020, 6:51 am
Regulated activities require permissions and monitoring from the Financial Conduct Authority (“FCA“) and Prudential Regulation Authority. [read post]
11 Feb 2020, 7:16 pm
Pause lifted on admission of managed funds with internal market makers On 11 December 2019 ASIC concluded its review of internal market making practices of non-transparent actively managed funds which are traded on exchange markets. [read post]
10 Dec 2019, 5:03 pm
In the first quarter of 2020, ASIC will hold a series of public roundtable discussions with industry to ensure the new requirements are understood. [read post]
29 Oct 2019, 7:35 am
In British common law, impeachable offenses included misapplication of funds, abuse of official power, neglect of duty, encroachment on the legislature’s prerogatives and corruption. [read post]
7 Feb 2019, 9:01 pm
In a series of columns, we consider some key aspects of one of the major pending lawsuits. [read post]
19 Dec 2018, 12:22 pm
Category III: Bank holding companies with $250 billion or more in total consolidated assets or $75 billion or more of nonbank assets, weighted short-term wholesale funding or off-balance sheet exposure. [read post]
27 Jul 2018, 9:15 am
Crawford asked if Giancarlo would support an initiative, possibly jointly with the NFA, to authorize a Series 3a brokerage hedge exemption tailored for end users in the agriculture space. [read post]
18 Jan 2018, 11:00 am
To argue in favor of raiding Arab Bank would require making the case that doing so would be likely (among other political, strategic, moral, and prudential considerations) to reduce the bloodshed. [read post]
12 Oct 2017, 12:30 pm
You put money into it, and once you reach a certain age or disability, you begin retrieving funds. [read post]
11 Oct 2017, 2:31 am
Following the reports published on crowdfunding, virtual currencies and big data, the EBA recently issued a broad ranging report on financial technologies, presenting the results of a mapping exercise on innovative firms and their lines of activities and suggesting further work in a number of areas from authorisation and sandbox regimes, to prudential risks and consumer protection issues; in the lights of the decision of the UK to withdraw from the EU, the EBA has identified a… [read post]
14 Sep 2017, 1:33 pm
May a payday lender enforce arbitration clause after wrongfully filing bad-check affidavits and procuring criminal prosecution of borrowers in aid of collecting civil debt when debtors turn the tables on them and sue? [read post]
22 Aug 2017, 9:10 am
The First Marblehead Data Services, Inc., The Prudential Tower, 800 Boylston Street - 34th Floor, Boston, MA 02199-8157. [read post]
16 Jun 2017, 4:43 am
Repeal the CFPB’s supervisory authority, with bank supervisory authority limited to the prudential regulators and supervision of nonbanks limited to state regulators. [read post]
26 Aug 2016, 1:43 pm
Plaintiffs made a series of additional allegations regarding Defendant’s lack of care in negotiation of advisory fees and the fund’s boards. [read post]
21 May 2016, 4:46 am
Jeff Atwater: It would be all the large brand names that you're familiar with: John Hancock, MetLife, Prudential. [read post]
11 Mar 2016, 5:08 am
Because of this blog, our China lawyers get a fairly steady stream of China law questions from readers, mostly via emails but occasionally via blog comments or phone calls as well. [read post]
9 Feb 2016, 8:56 am
Over at Just Security, Ross Schulman opines that “When NSA Merges Its Offense and Defense, Encryption Loses. [read post]
14 Jul 2015, 5:31 pm
SS a 1/3 transfer-on-death beneficiary along with the Decedent's two children; a Prudential Whole Life Insurance Policy for which Mrs. [read post]
20 Apr 2015, 4:09 pm
The BIS global liquidity indicators Balance sheet structure indicators and the financial cycle Sessions 3A and 4A: The use of sample surveys – The use of sample surveys to support monetary and financial stability analysis: an overview of the Central Bank of Nigeria Demystifying output gap pressure through surveys in a monetary analysis setting: an experimental perspective Results of a survey on inflation outlook of firms in the Bank of Japan’s “Short-term economic survey of… [read post]
10 Feb 2015, 12:04 pm
It is gussied up to look like serious academic research, with footnotes and working paper series cover page, but don't let looks fool you. [read post]
