Search for: "The Nasdaq Stock Market LLC v. SEC"
Results 1 - 20
of 28
Sorted by Relevance
|
Sort by Date
20 Feb 2019, 5:00 am
SEC; NASDAQ Stock Market LLC v. [read post]
4 Jul 2022, 7:46 pm
UBS Sued in Federal Court Over Form 1099 Reporting (BrokeAndBroker.com Blog)SEC Obtains Final Judgments Against Defendants in Netflix Insider Trading Ring (DOJ Release)SEC Obtains Judgments Against Three Individuals for Participating in Multi-Million Dollar International Fraud Scheme (SEC Release)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
25 May 2022, 6:22 am
The panel concluded that the Commission reasonable concluded that the rule would promote its stated goal and that the agency carefully considered the costs and benefits to the public interest (The Nasdaq Stock Market LLC v. [read post]
26 Jun 2020, 4:30 pm
In New York Stock Exchange LLC v. [read post]
1 Apr 2009, 9:45 pm
After yesterday's stock market closed, Overstock.com (NASDAQ: OSTK) announced the resignation of James V. [read post]
22 Jan 2021, 7:56 am
The amici are the Council for Institutional Investors, the Securities Industry and Financial Markets Association, Inc., Investors' Exchange LLC, and MEMX LLC (The Nasdaq Stock Market LLC v. [read post]
4 Jul 2022, 7:46 pm
The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts (BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
6 Jul 2022, 7:03 am
Circuit court could not sever the offending part, and thus vacated the entire order (The Nasdaq Stock Market LLC v. [read post]
17 Oct 2019, 8:18 am
The NYSE Group, Nasdaq, and Cboe Global Markets have all challenged the legality of the controversial pilot, which is designed to study NMS stocks and the effects that exchange transaction fee and rebate pricing models may have on order routing behavior, execution quality, and general market quality (New York Stock Exchange LLC v. [read post]
24 May 2012, 6:51 am
The fact is most volume on equity exchanges like NASDAQ and NYSE are the r [read post]
5 Nov 2023, 1:02 pm
Nasdaq Stock Market, LLC proposed a rule that would require companies listed on its stock exchange to have women and minority directors on their boards or explain why they do not. [read post]
13 Sep 2010, 1:04 am
(Nasdaq: SCOK) skyrocketed earlier this year, after the company went public through a reverse merger that included a private placement of common stock and warrants. [read post]
21 Apr 2009, 6:12 pm
Let's see if the masquerading stock market reformer Patrick Byrne has the guts to provide a detailed truthful response to each and every question.To Patrick M. [read post]
28 May 2022, 12:02 pm
In Nasdaq Stock Market LLC v. [read post]
12 Feb 2021, 5:57 am
Silk, Sabastian V. [read post]
22 Jul 2014, 5:14 am
Note in Nautilus, Inc. v. [read post]
24 Oct 2019, 2:40 pm
” (June 6th, 2018, during a CNBC interview); and “If investors think there’s the same rigor around cryptocurrency price discovery as there is on the Nasdaq or New York Stock Exchange … they are sorely mistaken. [read post]
22 Mar 2019, 6:27 am
FEC, Disclosure, ESG, Lobbying, Political spending, SEC, SEC rulemaking, Securities regulation, Stakeholders, US House Updated Nasdaq Requirements for Direct Listings Posted by Catherine M. [read post]
18 Dec 2024, 10:37 am
Liz is a shareholder at the Fredrikson & Byron law firm and Nessim is co-founder and CEO at SAR LLC. [read post]
19 Jan 2023, 12:49 pm
Regulators and courts will have to carefully assess whether public companies manipulated the valuation process to deceive investors or whether stock declines reflect the bursting of a bubble.[2] The equity market selloff in 2022, which contributed to the worst year since 2008 for the Dow Jones, S&P 500 and the NASDAQ, has exposed U.S. [read post]
