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1 May 2024, 6:47 am
” “FINRA orders Barclays unit to pay $700K over conflicts of interest” — “A Barclays unit agreed to pay $700,000 to settle allegations levied by the Financial Industry Regulatory Authority (FINRA) that its research analysts violated conflict-of-interest rules and the firm failed to sufficiently supervise their trades. [read post]
1 May 2024, 6:30 am
The Constitution of the War on Drugs deftly showcases drug prohibition as an anomaly compared to the Supreme Court’s treatment of other regulatory areas and rights under the Constitution. [read post]
1 May 2024, 3:28 am
This grace period is crucial for both parties to understand the full implications of the ruling and to renegotiate terms that align with the new regulatory environment. [read post]
1 May 2024, 2:39 am
Any potential changes would aim to make the reporting regime more proportionate, and the FCA also plans to consider enhancing ESG reporting as part of this review. [read post]
1 May 2024, 2:39 am
Any potential changes would aim to make the reporting regime more proportionate, and the FCA also plans to consider enhancing ESG reporting as part of this review. [read post]
30 Apr 2024, 9:05 pm
As the outdoor environment becomes increasingly hostile to human life, regulating indoor air quality is integral to protecting human health.The post Regulating the Great Indoors first appeared on The Regulatory Review. [read post]
30 Apr 2024, 6:41 pm
For example, if the questions are related to regulatory pathway or indications for use, it may be too early to ask questions about performance data. [read post]
30 Apr 2024, 3:12 pm
Sources, Characteristics and Identification E. coli is an archetypal commensal bacterial species that lives in mammalian intestines. [read post]
30 Apr 2024, 2:51 pm
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other legal and… [read post]
30 Apr 2024, 12:23 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Magnuson-Stevens Act Provisions; Fisheries off West Coast States; Pacific Coast Groundfish Fishery; 2024 Harvest Specifications for Pacific Whiting, and 2024 Pacific Whiting Tribal Allocation (Commerce) Removal of Outdated Regulations (HHS) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/currentlr.html … [read post]
30 Apr 2024, 10:39 am
The agency’s move, confirmed to the AP on Tuesday by five people familiar with the matter who spoke on the condition of anonymity to discuss the sensitive regulatory review, clears the last significant regulatory hurdle before the agency’s biggest policy change in more than 50 years can take effect. [read post]
30 Apr 2024, 10:27 am
The agency’s move, confirmed to the AP on Tuesday by five people familiar with the matter who spoke on the condition of anonymity to discuss the sensitive regulatory review, clears the last significant regulatory hurdle before the agency’s biggest policy change in over 50 years can take effect. [read post]
30 Apr 2024, 10:27 am
The agency’s move, confirmed to the AP on Tuesday by five people familiar with the matter who spoke on the condition of anonymity to discuss the sensitive regulatory review, clears the last significant regulatory hurdle before the agency’s biggest policy change in over 50 years can take effect. [read post]
30 Apr 2024, 9:40 am
With recently released retaliation guidance, employers also should consider consulting counsel for a review of their existing processes in light of the new rules. [read post]
30 Apr 2024, 6:14 am
Always stay on top of all regulatory requirements. [read post]
29 Apr 2024, 10:00 pm
Consumer Regulatory Law Access this practice note for a comprehensive review of the federal legal framework for financial institutions and entities that provide consumer financial services. [read post]
29 Apr 2024, 10:00 pm
Cannabis Key Legal Developments Tracker Analyze key legal cannabis developments, including legislation, regulatory updates, noteworthy litigation, and legalization efforts. [read post]
29 Apr 2024, 9:05 pm
A video recording of Sunstein’s presentation, along with recordings of all the other workshops in the series, can be found at the Penn Program on Regulation’s YouTube channel.The post Harnessing AI to Combat Climate Change first appeared on The Regulatory Review. [read post]
29 Apr 2024, 8:14 pm
” DEA states that it has the final authority to reschedule a under the CSA “after considering relevant statutory and regulatory criteria and HHS’ scientific and medical evaluation. [read post]
29 Apr 2024, 5:57 pm
Performing regulatory and compliance analysis, and obtaining closure of open/expired building permits. [read post]
