Search for: "The Underwriters Group, Inc."
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11 Nov 2021, 2:07 pm
Conclusion: SCA Loss Mitigation is Critical to Sustain D&O Profitability Public company D&O underwriters are operating with ample capacity and are pricing to close the gap on years of mispricing from new and unforeseen risk exposures that led to the current transitionary market. [read post]
1 Nov 2021, 10:11 am
For more information on the firm’s investigations please see: Cantone Research Inc Accused of Fraud FINRA Complaint: Cantone Research Inc. [read post]
1 Nov 2021, 8:59 am
The post FINRA Complaint: Cantone Research Inc. [read post]
19 Oct 2021, 9:01 pm
Sponsored by: Nelson-Jameson, Inc. [read post]
8 Oct 2021, 6:00 am
Securities and Exchange Commission, on Wednesday, October 6, 2021 Tags: Artificial intelligence, Capital markets, Cryptocurrency, Derivatives, Financial technology, SEC enforcement, Securities enforcement, Securities regulation, SPACs, Swaps Proposed Legislation to Address the Problem of Woke Corporations Posted by Senator Marco Rubio (R-FL), on Wednesday, October 6, 2021 Tags: Climate change, Conflicts of… [read post]
4 Oct 2021, 6:24 am
GERMANY The German Federal Election took place on 26 September 2021, electing a new parliament and marking the end the 16-year chancellorship of Angela Merkel, who did not stand for re-election. [read post]
26 Sep 2021, 7:46 am
In a development that unquestionable raises the heat on SPACs and SPAC sponsors, a group of four Democrat senators has sent each of six serial SPAC creators a letter raising questions about the creators’ SPAC-related activities and financial rewards. [read post]
17 Sep 2021, 1:02 pm
Waterdrop Inc. [read post]
1 Sep 2021, 1:06 pm
Network 1 Financial Securities, Inc. was the managing underwriter for the offering. [read post]
30 Aug 2021, 9:56 am
In Guaranteed Rate, Inc. v. [read post]
7 Jun 2021, 4:38 am
In that case, Shilpa Saketh Realty, Inc. v Vidiyala, 191 AD3d 512 [1st Dept 2021], the court reversed dismissal and reinstated the plaintiff’s claims. [read post]
27 May 2021, 8:08 am
” “Hades was created by Evil Corp. in order to bypass U.S. sanctions placed on the hacking group, according to research published in March by the cybersecurity firm CrowdStrike Holdings Inc. [read post]
24 May 2021, 9:21 am
Wunong Net Technology Company Limited, Inc. [read post]
13 May 2021, 1:32 pm
Anixa Biosciences, Inc. [read post]
3 May 2021, 9:05 pm
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
9 Apr 2021, 6:19 am
Matthews, Sutter Securities Financial Services, Inc., and Matthew L. [read post]
25 Mar 2021, 8:06 am
In a statement reported in a newspaper, Visa said that it wanted to meet the needs of lots of different groups of stakeholders. . . . [read post]
16 Mar 2021, 11:46 am
If you thought Lehman Brothers Holdings Inc. [read post]
8 Mar 2021, 8:18 am
Michael Shillin (Michael Francis Shillin CRD# 5927156) is a barred broker who was last registered with A.G.P/Alliance Global Partners in Altoona, Wisconsin. [read post]
23 Feb 2021, 2:08 pm
Protective Risk Retention Group, Inc. v. [read post]
