Search for: "Troy A. Paredes" Results 81 - 100 of 146
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26 Feb 2010, 5:00 am by Joseph Aguilar
SEC Deliberation The interpretive release was approved by a narrow 3-2 vote; drawing dissent from Commissioners Kathleen Casey[1] and Troy Paredes.[2] Commissioner Casey expressed concern that, by issuing this interpretive release, the SEC was indirectly taking a position on the debate over global warming.[3] Commissioner Paredes, on the other hand, noted concern with the requirement that registrants take into account reputational damage resulting from climate change… [read post]
27 Sep 2020, 9:02 pm by Series of Essays
Dudley of George Washington University; Herbert Hovenkamp of the University of Pennsylvania Law School; Troy Paredes, a former Commissioner of the U.S. [read post]
28 Feb 2012, 2:00 am by Stephanie Figueroa
Securities and Exchange Commission should start over with a new proposal of the so- called Volcker rule that bans banks’ proprietary trading, said SEC Commissioner Troy Paredes. [read post]
28 Jan 2010, 3:51 pm by Steve Bainbridge
Dissenting Commissioner Troy Paredes agreed: To me, the effect of the discussions is to find the Commission joining the ongoing debate over climate change by lending support to a particular view of climate change. [read post]
15 Jan 2013, 5:34 am by Doug Cornelius
Two SEC commissioners, Dan Gallagher and Troy Paredes, were in favor of immediately lifting the ban. [read post]
28 May 2013, 4:19 am by Broc Romanek
The President also nominated Michael Piwowar to succeed SEC Commissioner Troy Paredes whose term expires at the end of June. [read post]
15 Jan 2013, 5:34 am by Doug Cornelius
Two SEC commissioners, Dan Gallagher and Troy Paredes, were in favor of immediately lifting the ban. [read post]
13 Oct 2011, 7:22 am by Elan Mendel
” Only one SEC member, lone Republican Troy Paredes, objected to the measure. [read post]
8 Aug 2013, 10:26 am by Justyna Walukiewicz Lee
SEC Commissioners Daniel Gallagher and Troy Paredes were the two dissenters in the 3-2 vote and made a joint statement expressing their concern that the “final rule could chill important discussions between a broker-dealer and its auditors” as well as “compromise any privileges that cover communications between a broker-dealer and its auditor[.] [read post]
18 Mar 2011, 6:00 am by Doug Cornelius
Bondi, a litigation partner at Cadwalader, Wickersham & Taft LLP and former counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement matters. [read post]
30 Dec 2023, 9:05 pm by The Regulatory Review
The Promise and Perils of Regulating ESG May 28, 2023 | Bijan Avaz Troy A. [read post]
18 Mar 2011, 6:00 am by Doug Cornelius
Bondi, a litigation partner at Cadwalader, Wickersham & Taft LLP and former counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement matters. [read post]