Search for: "U.S. Commodity Futures Trading Commission"
Results 21 - 40
of 1,231
Sort by Relevance
|
Sort by Date
7 Mar 2024, 3:20 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC),” said Stephen M. [read post]
6 Mar 2024, 6:33 am
As the European Union Trade Commission notes, “In politically unstable areas, armed groups often use forced labour to mine minerals. [read post]
5 Mar 2024, 9:05 pm
But under these proposals, secondary market trading in cryptoassets could be regulated by the Commodity Futures Trading Commission, by an industry self-regulatory body, by cryptoexchanges acting as self-regulators, or by a combination thereof. [read post]
23 Feb 2024, 9:05 pm
A 2018 U.S. [read post]
16 Feb 2024, 10:51 am
On February 15, the Commodity Futures Trading Commission (CFTC) announced that Brian Young has been named as the new director of the CFTC Whistleblower Office. [read post]
13 Feb 2024, 9:09 am
Of the 23 Exemptions, the following are relevant to entities that operate in the investment management space: Any broker or dealer of securities that is registered under Section 15 of the Securities Exchange Act of 1934 (the “Exchange Act”); Any entity registered with the SEC under the Exchange Act; An investment company under Section 3 of the Investment Company Act and registered with the SEC; An RIA (please note that state registered investment advisers and ERAs that are… [read post]
8 Feb 2024, 9:01 pm
In response to the 2008 crisis, Congress mandated that the SEC and the Commodity Futures Trading Commission (CFTC) adopt rules to establish reporting requirements for private funds. [read post]
5 Feb 2024, 4:46 am
Commodity Futures Trading Commission during Trump’s tenure, was shot last Monday. [read post]
31 Jan 2024, 7:04 am
The Commodity Futures Trading Commission (CFTC) experienced record-breaking numbers in FY 2023, both in the number of whistleblower tips received and in the number of digital asset enforcement cases initiated. [read post]
30 Jan 2024, 9:02 pm
The requirement that defendants must either admit or at least promise not to deny the government’s allegations of wrongdoing as a condition of settlement has not been widely adopted by federal agencies.[18] Some agencies even explicitly allow settling defendants to deny the allegations of wrongdoing.[19] As the Federal Trade Commission noted when approving one such settlement in 2012, it was confident in the work of its staff: it is the evidentiary record… [read post]
25 Jan 2024, 9:01 pm
” Unlike whistleblower programs run by agencies like the Securities and Exchange Commission, Commodity Futures Trading Commission and the Financial Crimes Enforcement Network of the Department of the Treasury, the Program does not offer financial incentives for reporting misconduct. [read post]
23 Jan 2024, 1:11 pm
Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a December enforcement action in which a California resident and his corporation agreed to pay over $5 Million for engaging in a romance fraud scheme. [read post]
17 Jan 2024, 11:25 am
According to a leading whistleblower attorney, the Commodity Futures Trading Commission (CFTC) Whistleblower Program is key to the United States’ efforts to police cryptocurrency, but Congress must pass a bill to save the program from financial collapse. [read post]
16 Jan 2024, 9:05 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission. [read post]
11 Jan 2024, 2:19 pm
“Whistleblowers should consider filing claims under the anonymous and confidential whistleblower programs operated by the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and FinCEN. [read post]
11 Jan 2024, 8:47 am
Commodity Futures Trading Commission (CFTC). [read post]
10 Jan 2024, 9:02 pm
The U.S. [read post]
10 Jan 2024, 9:01 pm
Importantly, today’s Commission action is cabined to ETPs holding one non-security commodity, bitcoin. [read post]
4 Jan 2024, 9:05 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission may need to expand to encompass broader regulatory authority over cryptocurrency trading. [read post]
2 Jan 2024, 2:43 pm
On December 19, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for the agency’s historic $2.85 billion settlement with Binance and its former CEO Changpeng Zhao. [read post]
