Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
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29 Dec 2011, 10:27 am
Securities and Exchange Commission issued some guidance for when publicly listed companies must disclose hacking incidents or other breaches of their cyber security to investors. [read post]
17 Sep 2019, 1:20 pm
The Securities and Exchange Commission today announced that it has proposed rules to update the statistical disclosures that bank and savings and loan registrants provide to investors, and eliminate disclosures that overlap with Commission rules, U.S. [read post]
18 Jun 2010, 1:55 pm
Securities and Exchange Commission (SEC) announced yesterday proposed amendments to the Financial Industry Regulatory Authority rules respecting clearly erroneous transactions in exchange-listed securities. [read post]
28 Jun 2011, 11:47 am
–based securities laws violations, Section 21 of the Exchange Act provides proper authority for the relief sought by the commission,” she held. [read post]
13 Feb 2013, 10:55 am
Tax Bill: The largest tech companies in the Bay Area have avoided paying federal taxes on more than $225 billion they have accumulated through foreign subsidiaries, documents filed with the Securities and Exchange Commission show. [read post]
23 Jun 2018, 8:49 am
Securities and Exchange Commission. [read post]
17 Dec 2020, 6:19 am
Securities and Exchange Commission. [read post]
24 Jun 2009, 2:47 pm
The SEC has several important issues on its July 1 meeting agenda: Item 1: The Commission will consider whether to propose amendments to the proxy rules under the Securities Exchange Act of 1934 to set forth requirements for U.S. registrants... [read post]
30 Sep 2010, 12:57 pm
Securities and Exchange Commission, before the United States Senate Committee on Banking, Housing, and Urban Affairs on September... [read post]
31 Mar 2011, 12:13 pm
Securities and Exchange Commission... [read post]
15 Feb 2011, 1:08 pm
Securities and Exchange Commission before the United States House Financial Services Committee. [read post]
22 Jul 2017, 5:55 am
President Donald Trump intends to nominate former Senate Republican aide Hester Maria Peirce to be a member of the Securities and Exchange Commission, the White House... [read post]
20 Jul 2010, 12:12 pm
Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges before the United States House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises on... [read post]
11 Aug 2011, 2:38 pm
Securities and Exchange Commission (Aug. 11, 2011): Issue Number 1:The Whistleblower program will bolster, not hamper, the internal compliance systems at companies across the country.... [read post]
14 Jan 2013, 1:18 pm
Securities and Exchange Commission enforcement cases that involves three key elements: (1) The... [read post]
26 Mar 2010, 11:24 am
In Securities & Exchange Commission v. [read post]
6 May 2012, 8:07 am
Securities and Exchange Commission. [read post]
21 Jun 2019, 12:06 pm
Securities and Exchange Commission. [read post]
10 Jul 2007, 6:22 pm
The Securities and Exchange Commission has published a 121-page proposal for dropping the requirement that non-U.S. companies reconcile to the generally accepted accounting principles (GAAP) as required by U.S. firms in financial reports. [read post]
6 Mar 2015, 6:04 am
Securities and Exchange Commission. [read post]
