Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION" Results 141 - 160 of 10,038
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7 Mar 2024, 9:05 pm by Sri Medicherla
Securities and Exchange Commission (SEC) approved a final rule requiring certain public companies to report their greenhouse gas emissions and climate risks. [read post]
7 Mar 2024, 3:20 pm by Geoff Schweller
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC),” said Stephen M. [read post]
6 Mar 2024, 9:03 pm by renholding
I think it’s important to have U.S. standards to which U.S. issuers can point. [read post]
6 Mar 2024, 9:01 pm by renholding
The Commission is a securities regulator without statutory authority or expertise to address political and social issues. [read post]
6 Mar 2024, 3:57 pm by Kate Reeves
Securities and Exchange Commission (SEC) released a new Climate Risk Disclosure Rule, which substantially waters down emissions reporting requirements for public companies compared to the version of the rule that was initially proposed in March 2022. [read post]
6 Mar 2024, 1:27 pm by Julia Stein
Securities and Exchange Commission (SEC) voted 3-2 to adopt climate reporting standards that will mandate publicly-traded companies disclose some of their greenhouse gas emissions. [read post]
5 Mar 2024, 9:05 pm by renholding
Securities and Exchange Commission (SEC) for operating as unregistered securities exchanges, broker-dealers, and clearing agencies. [read post]
5 Mar 2024, 12:25 pm by Lawrence Solum
Securities Exchange Commission opined that the investment tool the entrepreneurs used to contribute funds to the venture via software were probably investment contracts and subject to securities laws. [read post]
5 Mar 2024, 6:55 am by Dan Bressler
Securities and Exchange Commission rules on potential conflicts of interest stemming from having an attorney on the board who’s employed by a law firm that receives work from the company. [read post]
4 Mar 2024, 5:56 pm
Congress hoped it would help stop money-laundering by rooting out the use of anonymous shell companies and would track the flow of illicit money and protect U.S. national security interests. [read post]
4 Mar 2024, 2:57 pm by luiza
  Enforcing the FCPA is a perennial priority for DOJ and the Securities and Exchange Commission (SEC), the agencies with primary responsibility for enforcing the statute. [read post]
4 Mar 2024, 5:56 am by Camilla Pohle
The Marshall Islands’ efforts to secure this full amount have been rebuffed by the U.S. government. [read post]
4 Mar 2024, 2:30 am by Donna Glover, Baker Donelson
He was required to certify in accordance with applicable Securities and Exchange Commission regulations that his reports to UBS customers about the firm’s securities business were independently produced and reflected his own views. [read post]