Search for: "U.S. v. Antel*" Results 21 - 40 of 41
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31 Dec 2018, 3:56 am by Peter Mahler
The third of this year’s important appellate business divorce rulings comes from the U.S. [read post]
30 Mar 2010, 10:34 am by Kurt J. Schafers
Second, an individual could identify on their own that they are subject to an existing order which would require an application with RAD.Third, if someone is seeking to transfer their registration to a new broker-dealer, then any existing state orders which would require an application with RAD as a result of the revised Rule 9520 Series would be disclosed by the CRD (the central licensing and registration system for the U.S. securities industry and its regulators) when it is reviewed by… [read post]
25 Aug 2016, 12:39 pm by Michael Grossman
Here’s how I’m pulling the numbers out: We’ll use our estimate of 310 million people in the U.S. [read post]