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29 Aug 2018, 8:32 am
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
22 Sep 2021, 12:08 pm
Page 17 ¶41 of the May 4th declaration said: POLS is an entity that provides multi-jurisdictional offshore services in the form of comprehensive entity formation and legal and management services for clients wanting to use Panamanian entities to conceal their ownership of assets, to establish bank accounts in Panama, and to invest in Panamanian real estate. [read post]
28 Jun 2018, 11:49 am
The settling companies were: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
30 Jan 2019, 6:50 am
Aegon USA Investment Management, operating through Transamerica Asset Management, Transamerica Capital, Inc. and Transamerica Financial Advisors, discovered the model’s inconsistencies, but didn’t notify anyone when they stopped using it. [read post]
7 Aug 2014, 2:28 am
In re Life Cycle Engineering, Inc., Serial No. 85692710 (August 4, 2014) [not precedential].Applicant refers to the "ultimate result of its services as 'a risk-based asset management strategy.'" The Examining Attorney established that third parties use the expression "risked-based asset management" to describe processes similar to those of applicant. [read post]
4 Apr 2018, 11:28 am
On the same day, the US District Court for the District of Massachusetts granted an order freezing the assets of the defendants. [read post]
21 Oct 2010, 6:59 am
The Survivor-Bias-Free US Mutual Fund Database includes a history of each US mutual fund’s name, investment style, fee structure, holdings, asset allocation, and monthly data, including total returns, total net assets, net asset values, and dividends. [read post]
8 Apr 2010, 8:49 pm
The Securities and Exchange Commission has filed claims against Morgan Keegan & Co, Morgan Asset Management and employees James C. [read post]
2 Feb 2023, 6:09 am
We are excited to welcome new Counsel Andrew Epstein to our Digital Assets and Data Management Group. [read post]
7 Jan 2021, 9:03 am
Amid the rise of digital currency services, the US Department of the Treasury’s Office of Foreign Assets Control (OFAC) published a cautionary tale on December 30, 2020, discussing a recent settlement with BitGo, Inc. [read post]
4 May 2010, 10:00 pm
Asset Managing Group, Inc. offers a yacht / aircraft registration service via Delaware corporations with nominee directors. [read post]
28 Apr 2024, 6:30 am
Average support by five nonsignatory asset managers in the US stood much lower, at 11%. [read post]
28 Apr 2024, 6:30 am
Average support by five nonsignatory asset managers in the US stood much lower, at 11%. [read post]
13 May 2021, 12:17 pm
The asset, acquired from Tower Investments, Inc., is 100% leased and represents CRC’s second investment in the greater Nashville marketplace. [read post]
17 Jun 2023, 2:03 am
March 2, 2023 Practices: Asset Management The Financial Industry Regulatory Authority Inc. [read post]
8 Jul 2009, 6:40 pm
Frederick "Fritz" Henderson, GM's CEO, says “Business as usual is over at GM,” and he expects hundreds of middle managers to be let go in the coming weeks, reports the Wall Street Journal.By Reno F.R. [read post]
4 Mar 2014, 6:30 am
medsearch7@optonline.net ©2014 Amaxx Risk Solutions, Inc. [read post]
5 Jul 2021, 4:05 pm
The Delaware Court of Chancery recently explained under what circumstances dual claims will be allowed to proceed for both breach of fiduciary duty and breach of contract in the context of the manager of an LLC allegedly using LLC assets for his personal benefit in a manner not shared by all the other LLC members. [read post]
20 Oct 2010, 8:07 am
" Robert Kaplan, Co-Chief of the SEC's Asset Management Unit explained that "side pockets are not supposed to be a dumping ground for hedge fund managers to conceal overvalued assets. [read post]
26 Apr 2021, 7:55 am
Vanguard Group, Inc. and BlackRock, two of the world’s largest asset managers, joined the Net Zero Asset Managers Initiative pledging to support efforts to limit global warming to 1.5 degrees Celsius and accomplish net zero greenhouse gas emissions by 2050, as called for in The Paris Agreement. [read post]
