Search for: "US Securities and Exchange Commission v. Brown"
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17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
1 Nov 2022, 8:38 am
(Securities and Exchange Commission). [read post]
28 Feb 2023, 6:06 am
“Big Law Firms Back Covington in SEC Fight Over Client Data” — “A total of 83 US law firms are backing Covington & Burling in its fight with the Securities and Exchange Commission over client data. [read post]
21 Feb 2013, 6:10 am
Securities and Exchange Commission (the “SEC”) pursuant to Section 13(a) of the Securities Exchange Act of 1934 (the “Exchange Act”). [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
23 Mar 2022, 9:55 am
Securities and Exchange Commission (the “SEC”) released a long-anticipated proposed amendment to its rules under the Securities Act of 1933 (“Securities Act”) and Securities Exchange Act of 1934 (“Exchange Act”). [read post]
24 Nov 2007, 5:15 am
I wrote the article,The Shareholder Communication Rules and the Securities and Exchange Commission: An Exercise in Regulatory Utility or Futility? [read post]
22 Dec 2009, 5:30 am
In Electronic Trading Group, LLC v. [read post]
12 Jul 2013, 12:12 pm
Gould and Jessica Brown On July 10, 2013, the Securities and Exchange Commission (“SEC”) voted to lift the ban on general solicitation and advertising by private funds (and other private company issuers) as mandated by Congress in the Jumpstart Our Business Startups Act (“JOBS Act”). [read post]
24 Nov 2015, 7:05 am
Douglas, who had been chairman of the Securities and Exchange Commission; and Robert H. [read post]
6 Feb 2023, 9:01 pm
In addition, the staff of the Securities and Exchange Commission has recently made written requests to some public companies regarding their disclosure of risk oversight. [read post]
2 Mar 2018, 8:10 am
In United States v. [read post]
3 May 2016, 10:28 am
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes to trick investors into buying shares of a particular company stock. [read post]
17 Dec 2023, 9:03 pm
An important part of the Commission’s responsibility is determining how best to deploy the resources that Congress entrusts to us. [read post]
7 Mar 2018, 12:35 pm
The military commission in United States v. [read post]
30 Nov 2023, 4:28 am
ShareWednesday’s argument in Securities and Exchange Commission v. [read post]
22 Dec 2009, 1:42 pm
In Electronic Trading Group, LLC v. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
