Search for: "United States Commodity Futures Trading Commission"
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15 Apr 2020, 6:50 am
Perhaps more importantly for those involved in commodities markets, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae, or “friend of the court,” brief in the Second Circuit case supporting the traders (Prime International Trading LTD., et al. v. [read post]
26 Feb 2019, 10:04 am
To date, virtual currency exchanges in the United States have structured their operations in an effort to avoid being required to register as an exchange with either the Securities and Exchange Commission or the Commodity Futures Trading Commission. [read post]
30 Jan 2012, 9:52 am
The United States Sentencing Commission has implemented the directives of Section 1079A of the Dodd-Frank Act regarding cases involving securities fraud and cases involving mortgage fraud and financial institution fraud. [read post]
13 Apr 2021, 8:45 pm
Since the adoption of Implementing Decision (EU) 2016/1073, a number of additional DCMs established in the USA have obtained authorisation from the Commodities Futures Trading Commission (CFTC) to trade in derivatives. [read post]
29 Jun 2014, 6:00 am
In the United States, the Commodity Futures Trading Commission (“CFTC”) and the SEC share responsibility for regulating the derivatives market. [read post]
2 Apr 2021, 12:34 pm
As such, the Commodities and Futures Trading Commission oversees cryptocurrency derivative contracts in which cryptocurrency assets are considered commodities. [read post]
16 Aug 2019, 11:48 am
The Commodity Futures Trading Commission filed suit against five entities and four individuals on August 12, 2019, in the Northern District of Illinois for running a $103 million fraudulent binary options scheme. [read post]
10 Apr 2013, 9:30 pm
Federal Energy Regulatory Commission, the court examined whether the Federal Energy Regulatory Commission (FERC) infringed upon the authority of the Commodity Futures Trading Commission (CFTC) when it fined a trader for manipulating the price of natural gas futures contracts. [read post]
18 Jun 2012, 1:48 pm
The Senate Appropriations Committee is recommending that the Commodity Futures Trading Commission and the Securities and Exchange Commission be funded at the same levels that the White House has requested. [read post]
4 Nov 2011, 8:23 pm
Bankruptcy Judge Martin Glenn approved a request to allow the transfer of certain segregated customer commodity positions from MF Global Inc. to one or more futures commission merchants (FCMs). [read post]
28 Nov 2011, 8:57 pm
It was Corzine's stated goal to transform MF Global from a commodity broker into an investment bank with a large proprietary trading operation similar to the one Corzine ran at Goldman in the 1990s. [read post]
4 Sep 2012, 7:59 am
The CFTC Investigates They were investigated by the Commodity Futures Trading Commission (the CFTC for those in the know). [read post]
23 Feb 2023, 8:35 am
In its recent SEC filing, Wells Fargo stated that The Securities and Exchange Commission and Commodity Futures Trading Commission “have undertaken investigations regarding [Wells Fargo’s] compliance with records retention requirements relating to business communications sent over unapproved electronic messaging channels,” In the last several months, the SEC and CFTC fined 11 Wall Street banks and brokerages more… [read post]
23 Feb 2023, 8:35 am
In its recent SEC filing, Wells Fargo stated that The Securities and Exchange Commission and Commodity Futures Trading Commission “have undertaken investigations regarding [Wells Fargo’s] compliance with records retention requirements relating to business communications sent over unapproved electronic messaging channels,” In the last several months, the SEC and CFTC fined 11 Wall Street banks and… [read post]
15 Jun 2020, 9:26 am
Daniel Emily traded futures and options through United Strategic Investors Group (USIG), a registered commodity trading advisor. [read post]
18 Aug 2021, 12:00 pm
Commodity Futures Trading Commission (CFTC) posted three Notices of Covered Actions (NCAs). [read post]
28 May 2021, 12:35 pm
Senate unanimously passed legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
29 Feb 2016, 9:56 am
Commodity Futures Trading Commission (“CFTC”), which recently issued an order finding that bitcoin are a commodity covered by the Commodity Exchange Act. [read post]
24 Jan 2018, 7:31 am
Last week we reported on a flurry of enforcement activity by the Commodities Futures Trading Commission’s “Virtual Currency Task Force” with respect to virtual current fraud schemes. [read post]
25 Jun 2018, 10:53 am
Between May 31 and June 5, 2018, the Federal Deposit Insurance Corporation, the Comptroller of the Currency, the Commodity Futures Trading Commission and the Securities and Exchange Commission also approved the proposal. [read post]
