Search for: "Williams v. CitiGroup, Inc."
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18 Apr 2024, 9:01 pm
One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. [read post]
25 Jan 2023, 2:44 pm
In re Citigroup Inc. [read post]
28 May 2018, 1:42 pm
" William J. [read post]
5 Apr 2018, 7:55 pm
In Simien v. [read post]
25 May 2015, 4:43 pm
The judgment was entered against Household International; its former Chairman and CEO William Aldinger; its former CFO and COO David Schoenholz; and its former Vice-Chair of Consumer Lending Gary Gilmer. [read post]
28 Apr 2015, 12:29 pm
Gallagher Risk Management, and Tracy Williams (collectively, the Insurance Brokers), asserting claims for negligence and breach of contract. [read post]
28 Apr 2015, 12:29 pm
Gallagher Risk Management, and Tracy Williams (collectively, the Insurance Brokers), asserting claims for negligence and breach of contract. [read post]
27 Jun 2014, 5:00 am
William L. [read post]
2 Jan 2013, 3:17 pm
Defendant: WILLIAM MYERS and FRED LITHGOW. [read post]
30 Jul 2012, 4:27 pm
Now, Judge William H. [read post]
16 Jun 2012, 9:28 pm
The Ex-Morgan Stanley Smith Barney broker (and before that he worked for predecessor company Citigroup Global Markets Inc. [read post]
FINRA Proposal Giving Collective Actions Exemption from Arbitration Gains SEC’s Accelerated Approval
24 Apr 2012, 11:13 am
The case was Hugo Gomez et al. v. [read post]
9 Apr 2012, 11:23 pm
In Retirement Board of Policemen's Annuity and Benefit Fund of City of Chicago v. [read post]
15 Mar 2012, 9:53 am
The Commission charged William Duncan, a California-based insurance broker (who purchased 10,000 shares of Hi-Shear and made a profit of $85,525), and John Williams, a Pennsylvania-based tax manager (who purchased 850 shares of Hi-Shear and made a profit of $6,803.18). [read post]
18 Jan 2012, 12:31 am
This issue has recently been addressed in the case of Citigroup, Inc. v. [read post]
1 Dec 2011, 12:56 pm
., Citigroup Inc. and Ally Financial. [read post]
19 Aug 2011, 6:20 am
Citigroup Inc. et al., for failing to meet the pleading standard set by the Supreme Court in Bell Atlantic Corp. v. [read post]
9 May 2011, 12:31 am
On 7 April 2011 there was a Statement in Open Court in the case of Halyvourgiki Inc v Citigroup Global Markets Ltd. [read post]
7 Mar 2011, 12:17 pm
As the Securities andamp; Exchange Commission former enforcement chief, William R. [read post]
7 Oct 2010, 11:30 am
Respondent, Citigroup Global Markets, Inc., hereinafter referred to as andquot;Respondentandquot;: William A. [read post]
